DFX Intelligence

Data Factory

RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)25 years in industry

Christine E Goates

Advisor at FIRST COMMAND ADVISORY SERVICES

FORT WORTH, TX | Midland, TX | Abilene, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2d2bb6e5-53e1-f623-72dd-e3516f215ae8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 8, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FIRST COMMAND ADVISORY SERVICES
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 5, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Consultant
Exams: S65|S63
First exam: Jul 5, 2001
First registration: Jun 8, 2006
Dual registered: yes, broker-dealer
Other names: CHRISTINE E PETRO|Christine E Spaulding
IAPD individual key: 2645566

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FIRST COMMAND ADVISORY SERVICES	Bd affiliated wealth	Dec 15, 2015	n/a	yes	FORT WORTH, TX\|Midland, TX\|Abilene, TX	Current employment
SMH CAPITAL ADVISORS LLC	Institutional manager	Oct 24, 2012	Feb 19, 2013	no	FORT WORTH, TX	Previous registration
FIRST COMMAND FINANCIAL PLANNING, INC.	Former SEC adviser	Feb 27, 2012	Oct 30, 2012	no	FORT WORTH, TX	Previous registration
RBC CAPITAL MARKETS, LLC	National bd RIA	Aug 4, 2008	Dec 2, 2011	no	FORT WORTH, TX	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jun 8, 2006	Jul 31, 2008	no	FT. WORTH, TX\|DALLAS, TX\|DALLAS, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SMH CAPITAL ADVISORS LLC	FIRST COMMAND ADVISORY SERVICES	Feb 19, 2013	Dec 15, 2015	1,029	Firm change after gap	Other
FIRST COMMAND FINANCIAL PLANNING, INC.	SMH CAPITAL ADVISORS LLC	Oct 30, 2012	Oct 24, 2012	-6	Firm change	Other
RBC CAPITAL MARKETS, LLC	FIRST COMMAND FINANCIAL PLANNING, INC.	Dec 2, 2011	Feb 27, 2012	87	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	RBC CAPITAL MARKETS, LLC	Jul 31, 2008	Aug 4, 2008	4	Firm change	Other

Relationships

Registered with (5)

→ FIRST COMMAND ADVISORY SERVICESRegistered adviserregistration: current employment
Dec 15, 2015 to presentfactForm ADV
→ SMH CAPITAL ADVISORS LLCRegistered adviserregistration: previous registration
Oct 24, 2012 to Feb 19, 2013factForm ADV
→ FIRST COMMAND FINANCIAL PLANNING, INC.Registered adviserregistration: previous registration
Feb 27, 2012 to Oct 30, 2012factForm ADV
→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: previous registration
Aug 4, 2008 to Dec 2, 2011factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jun 8, 2006 to Jul 31, 2008factForm ADV

Dated events

No dated event names this entity yet.