DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Christine E Goates
Chartered Financial Consultant
Feed of 09/15/2026
Also filed as Christine E Petro
At current firm
10 y
since Dec 15, 2015
In the industry
25 y
since Jul 5, 2001 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- First Command Advisory Services BD affiliated currentsince Dec 15, 2015 · Fort Worth, Tx
- Smh Capital Advisors LLC institutionalOct 24, 2012 to Feb 19, 2013 · Fort Worth, Tx
- First Command Financial Planning, Inc. formerFeb 27, 2012 to Oct 30, 2012 · Fort Worth, Tx
- RBC Capital Markets, LLC national BDAug 4, 2008 to Dec 2, 2011 · Fort Worth, Tx
- Citigroup Global Markets Inc. BD affiliatedJun 8, 2006 to Jul 31, 2008 · Ft. Worth, Tx
Moves
a registration end followed by a registration begin elsewhere
- Smh Capital Advisors LLC to First Command Advisory Servicesleft Feb 19, 2013, registered Dec 15, 2015 (1029 days) · Other
- First Command Financial Planning, Inc. to Smh Capital Advisors LLCleft Oct 30, 2012, registered Oct 24, 2012 (-6 days) · Other
- RBC Capital Markets, LLC to First Command Financial Planning, Inc.left Dec 2, 2011, registered Feb 27, 2012 (87 days) · Other
- Citigroup Global Markets Inc. to RBC Capital Markets, LLCleft Jul 31, 2008, registered Aug 4, 2008 (4 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address