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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

MICHAEL KEVIN KORTZ

Advisor at OSAIC WEALTH, INC.

BOULEVARD, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 14, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 24, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jan 24, 2000
First registration: Feb 14, 2003
Dual registered: yes, broker-dealer
Other names: MICHEL K KORTZ
IAPD individual key: 4073731

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jun 14, 2024	n/a	yes	BOULEVARD, CA	Current employment
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Apr 1, 2021	Jun 14, 2024	no	BOULEVARD, CA	Previous registration
INDEPENDENT ADVISERS GROUP CORP	Former SEC adviser	Feb 13, 2008	Dec 22, 2016	no	SAN CLEMENTE, CA\|BOULEVARD, CA	Previous registration
OSAIC FS, INC.	Former SEC adviser	May 27, 2004	Apr 1, 2021	no	LAGUNA BEACH, CA\|BOULEVARD, CA\|BOULEVARD, CA\|LAGUNA BEACH, CA	Previous registration
SECURIAN FINANCIAL SERVICES, INC.	Former SEC adviser	Feb 14, 2003	May 5, 2004	no	NEWPORT BEACH, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURITIES AMERICA ADVISORS, INC.	OSAIC WEALTH, INC.	Jun 14, 2024	Jun 14, 2024	0	Bulk transfer	Ibd to ibd
OSAIC FS, INC.	INDEPENDENT ADVISERS GROUP CORP	Apr 1, 2021	Feb 13, 2008	-4,796	Firm change after gap	Other
INDEPENDENT ADVISERS GROUP CORP	SECURITIES AMERICA ADVISORS, INC.	Dec 22, 2016	Apr 1, 2021	1,561	Firm change after gap	Other
SECURIAN FINANCIAL SERVICES, INC.	OSAIC FS, INC.	May 5, 2004	May 27, 2004	22	Firm change	Other

Relationships

Registered with (5)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jun 14, 2024 to presentfactForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Apr 1, 2021 to Jun 14, 2024factForm ADV
→ OSAIC FS, INC.Registered adviserregistration: previous registration
May 27, 2004 to Apr 1, 2021factForm ADV
→ INDEPENDENT ADVISERS GROUP CORPRegistered adviserregistration: previous registration
Feb 13, 2008 to Dec 22, 2016factForm ADV
→ SECURIAN FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Feb 14, 2003 to May 5, 2004factForm ADV

Dated events

No dated event names this entity yet.