DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael Kevin Kortz
Feed of 09/14/2026
Also filed as Michel K Kortz
At current firm
2 y
since Jun 14, 2024
In the industry
26 y
since Jan 24, 2000 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Osaic Wealth, Inc. BD affiliated currentsince Jun 14, 2024 · Boulevard, Ca
- Securities America Advisors, Inc. formerApr 1, 2021 to Jun 14, 2024 · Boulevard, Ca
- Independent Advisers Group Corp formerFeb 13, 2008 to Dec 22, 2016 · San Clemente, Ca
- Osaic Fs, Inc. formerMay 27, 2004 to Apr 1, 2021 · Laguna Beach, Ca
- Securian Financial Services, Inc. formerFeb 14, 2003 to May 5, 2004 · Newport Beach, Ca
Moves
a registration end followed by a registration begin elsewhere
- Securities America Advisors, Inc. to Osaic Wealth, Inc.left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
- Osaic Fs, Inc. to Independent Advisers Group Corpleft Apr 1, 2021, registered Feb 13, 2008 (-4796 days) · Other
- Independent Advisers Group Corp to Securities America Advisors, Inc.left Dec 22, 2016, registered Apr 1, 2021 (1561 days) · Other
- Securian Financial Services, Inc. to Osaic Fs, Inc.left May 5, 2004, registered May 27, 2004 (22 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address