This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

ADVICE AND PLANNING SERVICES

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Mar 1, 2016earliest registration or exam on IAPD

Years in industry

10derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

4

Current registrations

1

Registered states

1

Exams

S63|S66

First exam

May 25, 2017

First registration

Jan 25, 2019

Dual registered

yes, broker-dealer

Other names

SEAN M NEWMAN|SEAN MICHAEL NEWMAN|Sean Newman

IAPD individual key

6775146

• Occurred

  Aug 5, 2024
  Advisor changed firm

  Sean Michael Newman left Charles Schwab & Co., Inc. for Advice And Planning Services (registered 2025-04-29)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:2d2d439a-1cb1-f9ef-6f71-3ef2cf91b08a

First observed

Jan 25, 2019

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.