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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

ASTON CAPITAL INVESTMENT MANAGER, LP

CRD 290401

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2d2ec583-c20a-84f0-d298-36b708117bf9

Data as of Mar 26, 2018 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 2, 2018 to Mar 26, 2018
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $100.0MItem 5.F on the latest filing (2018-03-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $100.0M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1
Individual clients: 0
High net worth clients: 0
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $100.0Mgross asset value as reported per fund; never fund size
Custody, client assets: $100.0M
SEC number: 801-112374
CRD: 290401
Filings on the tape: 4
First filed: Jan 2, 2018
Latest filed: Mar 26, 2018
Organised: Limited Partnership, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
ASTON CAPITAL MASTER FUND I, LP	Hedge Fund	$100.0M	Mar 26, 2018	0	Jan 2, 2018	reported	021-298293

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ASTON CAPITAL MANAGEMENT, LLC	GENERAL PARTNER	Na	yes	09/2017	Jan 2, 2018	Mar 26, 2018
DEFREN, JOHN, CHARLES	CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL	Na	yes	02/2018	Mar 26, 2018	Mar 26, 2018
KHALEDI, KAMYAR, NMN	CHIEF OPERATING OFFICER	Na	yes	09/2017	Jan 2, 2018	Mar 26, 2018
LIEBERMAN, YITSCHAK, ISAAC	MANAGING MEMBER	E	yes	01/2014	Jan 2, 2018	Mar 26, 2018
LIEBERMAN, YITSCHAK, ISAAC	CHIEF INVESTMENT OFFICER	E	yes	09/2017	Jan 2, 2018	Mar 26, 2018

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017	Mar 26, 2018	$100.0M	$100.0M	4	1	0	1	$100.0M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$100.0M	n/a	n/a	n/a	n/a	4	n/a	0	n/a

Relationships

Advises (1)

→ ASTON CAPITAL MASTER FUND I, LPPrivate fundHedge Fund, IA
Jan 2, 2018 to presentfactForm ADV

Controls (4)

← LIEBERMAN, YITSCHAK, ISAACOwnerMANAGING MEMBER, ownership code E, individual
Jan 2, 2018 to presentfactForm ADV
← KHALEDI, KAMYAR, NMNOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Jan 2, 2018 to presentfactForm ADV
← DEFREN, JOHN, CHARLESOwnerCHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL, ownership code NA, individual
Mar 26, 2018 to presentfactForm ADV
← ASTON CAPITAL MANAGEMENT, LLCOwnerGENERAL PARTNER, ownership code NA, domestic entity
Jan 2, 2018 to presentfactForm ADV

Dated events

Occurred
Jan 2, 2018
First Form ADV filing
Aston Capital Investment Manager, Lp filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2d2ec583-c20a-84f0-d298-36b708117bf9
First observed: Jan 2, 2018
Last observed: Mar 26, 2018 103 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ASTON CAPITAL INVESTMENT MANAGER, LP

CRD 290401

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2d2ec583-c20a-84f0-d298-36b708117bf9

Data as of Mar 26, 2018 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:52 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

ASTON CAPITAL MASTER FUND I, LP

Hedge Fund

$100.0M

Mar 26, 2018

Jan 2, 2018

reported

021-298293

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ASTON CAPITAL MANAGEMENT, LLC

GENERAL PARTNER

yes

09/2017

Jan 2, 2018

Mar 26, 2018

DEFREN, JOHN, CHARLES

CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL

yes

02/2018

Mar 26, 2018

KHALEDI, KAMYAR, NMN

CHIEF OPERATING OFFICER

yes

09/2017

Jan 2, 2018

Mar 26, 2018

LIEBERMAN, YITSCHAK, ISAAC

MANAGING MEMBER

yes

01/2014

Jan 2, 2018

Mar 26, 2018

LIEBERMAN, YITSCHAK, ISAAC

CHIEF INVESTMENT OFFICER

yes

09/2017

Jan 2, 2018

Mar 26, 2018

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2017

Mar 26, 2018

$100.0M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2017

$100.0M

n/a