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Former SEC-registered adviser

A•••• C•••••• I••••••••• M••••••• L•

Former SEC-registered adviserNew York, New YorkCRD 290401SEC 801-112374IAPD
Latest filing Mar 26, 2018
First filing on the tape Jan 2, 2018 · 4 filings
RAUM
$100.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
$100.0M gross assets
History
4 filings and snapshots on the tape
RAUM$100.0M as of Mar 26, 2018
Jan 2, 2018$7.0M then
HNW client RAUM$0 as of Mar 26, 2018
Jan 2, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 26, 2018
Jan 2, 20180 then
Employees (5.A)4 as of Mar 26, 2018
Jan 2, 20184 then
Private funds1 as of Mar 26, 2018
Jan 2, 20181 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 26, 2018; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$100.0MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$100.0M, 1 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$100.0M100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
1reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$100.0M for 1 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      A•••• C•••••• M••••• F••• I• L•Hedge Fund$100.0M0Jan 2, 2018
      Owners and control persons
      Schedule A and B, latest filing
      • D•••••• J•••• C•••••• · Chief Compliance Officer And General Counselcontrol
        since 02/2018 · owns less than 5%
      • K••••••• K•••••• N•• · Chief Operating Officercontrol
        since 09/2017 · owns less than 5%
      • L••••••••• Y•••••••• I•••• · Chief Investment Officercontrol
        since 09/2017 · owns 75% or more
      • L••••••••• Y•••••••• I•••• · Managing Membercontrol
        since 01/2014 · owns 75% or more of A•••• C•••••• M••••••••• L••
      Entity owners
      • A•••• C•••••• M••••••••• L•• · General Partner
        direct · owns less than 5%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Assets in custody · $0 to $100.0M
        Feb 1, 2018 to Mar 26, 2018
      • Discretionary RAUM · $7.0M to $100.0M
        Feb 1, 2018 to Mar 26, 2018
      • Pooled vehicle RAUM · $7.0M to $100.0M
        Feb 1, 2018 to Mar 26, 2018
      • RAUM · $7.0M to $100.0M
        Feb 1, 2018 to Mar 26, 2018
      Signals
      1 dated events
      • A•••• C•••••• I••••••••• M••••••• L• filed its initial SEC registration (Form ADV)
        Jan 2, 2018 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026