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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

LOUIS JOSEPH CZERWINSKI

Advisor at PKS ADVISORY SERVICES, LLC

ALBANY, NY | Southington, CT

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Search this name across graphsid dfx:ria:2d42dc09-b75f-c3f9-1e34-eefeca32ddc2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 29, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PKS ADVISORY SERVICES, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Sep 1, 2011
First registration: Sep 29, 2014
Dual registered: yes, broker-dealer
Other names: LOUIS J CZEWINSKI|Lou Czerwinski|LOUIS J CZERWINSKI
IAPD individual key: 4720221

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PKS ADVISORY SERVICES, LLC	Independent wealth	Dec 2, 2019	n/a	yes	ALBANY, NY\|Southington, CT	Current employment
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Oct 4, 2016	Sep 4, 2019	no	WALLINGFORD, CT\|MALDEN, MA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	May 5, 2015	Jun 15, 2016	no	CHESHIRE, CT\|HAMDEN, CT\|CHESHIRE, CT\|NEW HAVEN, CT\|WALLINGFORD, CT\|WALLINGFORD, CT\|HAMDEN, CT\|NORTH HAVEN, CT\|YALESVILLE, CT\|MILFORD, CT	Previous registration
INVESTACORP ADVISORY SERVICES INC	Former SEC adviser	Sep 29, 2014	Apr 24, 2015	no	NEW CANAAN, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
VOYA FINANCIAL ADVISORS, INC.	PKS ADVISORY SERVICES, LLC	Sep 4, 2019	Dec 2, 2019	89	Firm change	Ibd to RIA
LPL FINANCIAL LLC	VOYA FINANCIAL ADVISORS, INC.	Jun 15, 2016	Oct 4, 2016	111	Firm change	Other
INVESTACORP ADVISORY SERVICES INC	LPL FINANCIAL LLC	Apr 24, 2015	May 5, 2015	11	Firm change	Other

Relationships

Registered with (4)

→ PKS ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Dec 2, 2019 to presentfactForm ADV
→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Oct 4, 2016 to Sep 4, 2019factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
May 5, 2015 to Jun 15, 2016factForm ADV
→ INVESTACORP ADVISORY SERVICES INCRegistered adviserregistration: previous registration
Sep 29, 2014 to Apr 24, 2015factForm ADV

Dated events

No dated event names this entity yet.