DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at C••••• I••••••••• A••••••• L••
GULF SHORES, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | Feb 20, 2025 | n/a | yes | GULF SHORES, AL | Current employment |
| C•••••••• F•••••••• G•••• A••••••• | Former SEC adviser | Jan 15, 2021 | Feb 20, 2025 | no | Gulf Shores, AL|Gulf Shores, AL|Birmingham, AL|BIRMINGHAM, AL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C•••••••• F•••••••• G•••• A••••••• | C••••• I••••••••• A••••••• L•• | Feb 20, 2025 | Feb 20, 2025 | 0 | Bulk transfer | Ibd to ibd |
| T•• I•••••••• | C•••••••• F•••••••• G•••• A••••••• | Jan 15, 2021 | Jan 15, 2021 |
| T•• I•••••••• | Independent wealth | May 10, 2019 | Jan 15, 2021 | no | DENVER, CO|Gulf Shores, AL | Previous registration |
| I•••••••• F•• W••••• A•••••••• I••• | Former SEC adviser | Aug 9, 2011 | Apr 30, 2019 | no | GULF SHORES, AL|GULF SHORES, AL | Previous registration |
| 0 |
| Firm change |
| RIA to ibd |
| I•••••••• F•• W••••• A•••••••• I••• | T•• I•••••••• | Apr 30, 2019 | May 10, 2019 | 10 | Firm change | RIA to RIA |