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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

DAVID JOHN HORONZY

Advisor at MOORS & CABOT, INC

Mertztown, PA | BOSTON, MA

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Search this name across graphsid dfx:ria:2d44908e-832d-598e-4860-c3c25d9c3d2e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 30, 1998 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MOORS & CABOT, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 19, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S63
First exam: Jan 19, 1994
First registration: Mar 30, 1998
Dual registered: yes, broker-dealer
IAPD individual key: 2416575

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MOORS & CABOT, INC	Bd affiliated wealth	Mar 20, 2024	n/a	yes	BOSTON, MA\|BOSTON, MA\|Mertztown, PA	Current employment
JANNEY MONTGOMERY SCOTT LLC	Bd affiliated wealth	Jul 20, 2006	Feb 29, 2024	no	ALLENTOWN, PA\|FT. LAUDERDALE, FL	Previous registration
RAYMOND JAMES FINANCIAL SERVICES, INC.	n/a	May 3, 2002	Jun 21, 2006	no	BLANDON, PA\|BLANDON, PA\|BLANDON, PA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Mar 30, 1998	Apr 26, 2002	no	SAN FRANCISCO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
JANNEY MONTGOMERY SCOTT LLC	MOORS & CABOT, INC	Feb 29, 2024	Mar 20, 2024	20	Firm change	Ibd to ibd
RAYMOND JAMES FINANCIAL SERVICES, INC.	JANNEY MONTGOMERY SCOTT LLC	Jun 21, 2006	Jul 20, 2006	29	Firm change	Other
UBS FINANCIAL SERVICES INC.	RAYMOND JAMES FINANCIAL SERVICES, INC.	Apr 26, 2002	May 3, 2002	7	Firm change	Other

Relationships

Registered with (4)

→ MOORS & CABOT, INCRegistered adviserregistration: current employment
Mar 20, 2024 to presentfactForm ADV
→ JANNEY MONTGOMERY SCOTT LLCRegistered adviserregistration: previous registration
Jul 20, 2006 to Feb 29, 2024factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
May 3, 2002 to Jun 21, 2006factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Mar 30, 1998 to Apr 26, 2002factForm ADV

Dated events

Occurred
Feb 29, 2024
Advisor changed firm
David John Horonzy left Janney Montgomery Scott Llc for Moors & Cabot, Inc (registered 2024-03-20)
Form ADVobserved 4 days ago