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J•••• D••••• G•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor21 years in industry

J•••• D••••• G•••••••

Advisor at S••••••••• W•••••

Ventura, CA | SUMMIT, NJ

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Search this name across graphsid dfx:ria:2d525a56-3b23-dcba-ddaa-0e9bbeed01cf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Apr 24, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• W•••••
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 5, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• W•••••	Mixed wealth	Feb 19, 2025	n/a	yes	Ventura, CA\|SUMMIT, NJ	Current employment
L•••••• A•••• M•••••••••	Former SEC adviser	Jun 16, 2023	Feb 13, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••• • A••••••••• F•••••••• • E••••• A•••••••• I•••	L•••••• A•••• M•••••••••	Apr 10, 2026	Jun 16, 2023	-1,029	Firm change after gap	RIA to RIA
L•••••• A•••• M•••••••••	S••••••••• W•••••	Feb 13, 2025

Relationships

Registered with (5)

→ S••••••••• W•••••Registered adviserregistration: current employment
Feb 19, 2025 to presentfactForm ADV
→ H•••••• • A••••••••• F•••••••• • E••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 25, 2013 to Apr 10, 2026factForm ADV
→ L•••••• A•••• M•••••••••Registered adviserregistration: previous registration
Jun 16, 2023 to Feb 13, 2025factForm ADV
→ G••••• S••••••••• I•••

Dated events

Occurred
Apr 10, 2026
Advisor changed firm
J•••• D••••• G••••••• left H•••••• • A••••••••• F•••••••• • E••••• A•••••••• I••• for L•••••• A•••• M••••••••• (registered 2023-06-16)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2d525a56-3b23-dcba-ddaa-0e9bbeed01cf
First observed: Apr 24, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.