DFX Intelligence

H•••••• • A••••••••• F•••••••• • E••••• A•••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

H•••••• • A••••••••• F•••••••• • E••••• A•••••••• I•••

CRD 134563

VENTURA, CA

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Search this name across graphsid dfx:ria:791c6da6-58cc-eceb-6723-9caa25e0f00e

Data as of Aug 26, 2024 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Apr 21, 2022 to Aug 26, 2024
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $25.1M••• Locked
Discretionary RAUM: $1.3M
Private client RAUM: $25.1Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H••••••• R•••• F••••	PRESIDENT/CEO	E	yes	07/1996	Apr 21, 2022	Aug 26, 2024
O••••••• C•••••• L••	Cfo	Na	yes	07/1996	Apr 21, 2022	Aug 26, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	n/a	0	0	0	0	1

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$25.1M	$93.9M	-73.3%	n/a	n/a	3	2	0	0

Relationships

Controls (2)

← O••••••• C•••••• L••OwnerCFO, ownership code NA, individual
Apr 21, 2022 to presentfactForm ADV
← H••••••• R•••• F••••OwnerPRESIDENT/CEO, ownership code E, individual
Apr 21, 2022 to presentfactForm ADV

Owns (1)

← G•••••••• J••••• D•••••OwnerCHIEF COMPLIANCE OFFICER & WEALTH ADVISOR, ownership code NA, individual
Apr 21, 2022 to presentfactForm ADV

Registered with (1)

← J•••• D••••• G•••••••

Dated events

Occurred
Apr 10, 2026
Advisor changed firm
Jason Daniel Griffith left H•••••• • A••••••••• F•••••••• • E••••• A•••••••• I••• for Lifepro Asset Management (registered 2023-06-16)
Form ADVobserved 7 days ago
Occurred
Apr 21, 2022
First Form ADV filing
H•••••• • A••••••••• F•••••••• • E••••• A•••••••• I••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:791c6da6-58cc-eceb-6723-9caa25e0f00e
First observed: Apr 21, 2022
Last observed: Aug 26, 2024 25 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.