DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••
CINCINNATI, OH | Cincinnati, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C•••••••• I••••••••• R••••••• A•••••••• I••• | Bd affiliated wealth | Oct 6, 2008 | n/a | yes | CINCINNATI, OH|Cincinnati, OH | Current employment |
| I••••••••• W••••• M••••••••• L•• | n/a | Jan 4, 2008 | Oct 31, 2008 | no | CHICAGO, IL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| I••••••••• W••••• M••••••••• L•• | C•••••••• I••••••••• R••••••• A•••••••• I••• | Oct 31, 2008 | Oct 6, 2008 | -25 | Firm change | Other |
| L•• F•••••••• L•• | I••••••••• W••••• M••••••••• L•• | Jan 28, 2008 | Jan 4, 2008 |
| L•• F•••••••• L•• | Bd affiliated wealth | Aug 7, 2006 | Jan 28, 2008 | no | BLUE ASH, OH|FORT MILL, SC|CINCINNATI, OH | Previous registration |
| K•• B•••• • A••••••••• | n/a | Mar 6, 2006 | Oct 12, 2006 | no | CINCINNATI, OH | Previous registration |
| V•••••• A•••••••• I••• | Bd affiliated wealth | Feb 15, 2002 | Aug 11, 2006 | no | BLUE ASH, OH | Previous registration |
| -24 |
| Firm change |
| Other |
| K•• B•••• • A••••••••• | L•• F•••••••• L•• | Oct 12, 2006 | Aug 7, 2006 | -66 | Firm change after gap | Other |
| V•••••• A•••••••• I••• | K•• B•••• • A••••••••• | Aug 11, 2006 | Mar 6, 2006 | -158 | Firm change after gap | Other |