DFX Intelligence

P•••••• E••••• H•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

P•••••• E••••• H•••

Advisor at O••••••••• • C•• I•••

NASHVILLE, TN

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Search this name across graphsid dfx:ria:2d5f5509-6e73-6092-0387-c2056ee13fe7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jul 30, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O••••••••• • C•• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 17, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O••••••••• • C•• I•••	Bd affiliated wealth	Jan 6, 2022	n/a	yes	NASHVILLE, TN	Current employment
B• R•••• W••••• M•••••••••	Former SEC adviser	Jan 15, 2021	Dec 6, 2021	no	Nashville, TN\|Franklin, TN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B• R•••• W••••• M•••••••••	O••••••••• • C•• I•••	Dec 6, 2021	Jan 6, 2022	31	Firm change	Ibd to ibd
B•• M••••• S••••••••• C•••••••••	B• R•••• W••••• M•••••••••	Jan 21, 2021	Jan 15, 2021

Relationships

Registered with (7)

→ O••••••••• • C•• I•••Registered adviserregistration: current employment
Jan 6, 2022 to presentfactForm ADV
→ B• R•••• W••••• M•••••••••Registered adviserregistration: previous registration
Jan 15, 2021 to Dec 6, 2021factForm ADV
→ B•• M••••• S••••••••• C•••••••••Registered adviserregistration: previous registration
Mar 16, 2018 to Jan 21, 2021factForm ADV
→ S•••••• C•••••• A•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2d5f5509-6e73-6092-0387-c2056ee13fe7
First observed: Jul 30, 1999
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.