DFX Intelligence

S•••••• H•••• W••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner39 years in industry

S•••••• H•••• W••••

Advisor at T•• W•••• G••••• L••

BIRMINGHAM, AL

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Search this name across graphsid dfx:ria:2d6d1066-c47d-3a72-d614-49b03cde0352

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 1, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• W•••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 2, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 35derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• W•••• G••••• L••	Independent wealth	Jun 28, 1991	n/a	yes	BIRMINGHAM, AL	Current employment
W•••• I••••••••• L••	Former SEC adviser	Mar 1, 2006	Mar 15, 2018	no	BIRMINGHAM, AL\|BIRMINGHAM, AL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• I••••••••• L••	n/a	Mar 15, 2018	n/a	n/a	Departure no registered destination	Departure

Relationships

Registered with (2)

→ T•• W•••• G••••• L••Registered adviserregistration: current employment
Jun 28, 1991 to presentfactForm ADV
→ W•••• I••••••••• L••Registered adviserregistration: previous registration
Mar 1, 2006 to Mar 15, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2d6d1066-c47d-3a72-d614-49b03cde0352
First observed: Mar 1, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.