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CRD 111273
BIRMINGHAM, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| STEWART HENRY WELCH | Certified Financial Planner | BIRMINGHAM, AL | 35 | 39 | 1 | no |
| CHARLES HUGH RANKIN SMITH | Certified Financial Planner|Chartered Financial Analyst | BIRMINGHAM, AL | 22 | 24 | n/a | no |
| KIMBERLY ROSE REYNOLDS | Certified Financial Planner | BIRMINGHAM, AL | 19 | 22 | n/a | no |
| THOMAS MICHAEL WAGNER | Certified Financial Planner | BIRMINGHAM, AL | 18 | 19 | n/a | no |
| FOSTER THOMPSON HYDE | Certified Financial Planner|Chartered Financial Analyst | BIRMINGHAM, AL | 14 | 15 | n/a | no |
| ELISABETH LINLEY MOODY | Certified Financial Planner | BIRMINGHAM, AL | 13 | 17 | 3 | no |
| HENRY MARSHALL CLAY | Certified Financial Planner | BIRMINGHAM, AL | 8 | 14 | 2 | no |
| CALLIE SUZANNE WALDROP | Certified Financial Planner | BIRMINGHAM, AL | 8 | 13 | 1 | no |
| Matthew Jonathan Savela | Certified Financial Planner | BIRMINGHAM, AL | 8 | 10 | n/a | no |
| Justin Thomas Davenport | Certified Financial Planner | BIRMINGHAM, AL | 7 | 11 | n/a | no |
| Isabella Wesley Blount | Certified Financial Planner | BIRMINGHAM, AL | 6 | 11 | n/a | no |
| CLAY WILLIAM WOOD | Certified Financial Planner | BIRMINGHAM, AL | 5 | 11 | 1 | no |
| JAY HALLOWES MCGOWAN | Certified Financial Planner|Personal Financial Specialist | BIRMINGHAM, AL | 5 | 12 | 2 | no |
| SEAN ALASTAIR TWEEDY | Certified Financial Planner | BIRMINGHAM, AL | 4 | 10 | 1 | no |
| Margaret Anne Elder Sandy | Certified Financial Planner | BIRMINGHAM, AL | 4 | 11 | n/a | no |
| Rebecca Rose Faulkner | Certified Financial Planner | BIRMINGHAM, AL | LEXINGTON, KY | 4 | 10 | n/a | no |
| Kelly Marie DeRoy | n/a | BIRMINGHAM, AL | 3 | 15 | n/a | no |
| John Douglas Beatty | Certified Financial Planner | BIRMINGHAM, AL | 3 | 15 | 1 | no |
| CORY REID REAMER | Certified Financial Planner | BIRMINGHAM, AL | 2 | 13 | n/a | no |
| Madeline Jane Isenhower Kramer | Certified Financial Planner | BIRMINGHAM, AL | 2 | 12 | n/a | no |
| Logan Eddie Frost | Certified Financial Planner | BIRMINGHAM, AL | 2 | 12 | n/a | no |
| Savannah Frickey Montgomery | Certified Financial Planner | BIRMINGHAM, AL | 2 | 12 | n/a | no |
| Katherine Green Deerman | Certified Financial Planner | BIRMINGHAM, AL | 1 | 11 | n/a | no |
| Bradley Lewis Moore | Certified Financial Planner | BIRMINGHAM, AL | 1 | 11 | 1 | no |
| Sarah Elizabeth Glenn | n/a | BIRMINGHAM, AL | 1 | 11 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| CLAY, HENRY, MARSHALL | MANAGING MEMBER | B | yes | 01/2018 | Aug 31, 2026 | Aug 31, 2026 |
| Gillis, Brent, Dewayne | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | Na | yes | 09/2021 | Aug 31, 2026 | Aug 31, 2026 |
| REYNOLDS, KIMBERLY, ROSE | MANAGING MEMBER | B | yes | 01/2013 | Aug 31, 2026 | Aug 31, 2026 |
| SMITH, CHARLES, HUGH RANKIN | CHIEF INVESTMENT OFFICER | Na | yes | 12/2009 | Aug 31, 2026 | Aug 31, 2026 |
| WAGNER, THOMAS, MICHAEL | MANAGING MEMBER | B | yes | 01/2013 | Aug 31, 2026 | Aug 31, 2026 |
| WELCH, STEWART, HENRY | Founder | A | yes | 01/1986 | Aug 31, 2026 | Aug 31, 2026 |
| WEYANDT, CHARLES, GREGORY | CHIEF FINANCIAL OFFICER | Na | yes | 05/2001 | Aug 31, 2026 | Aug 31, 2026 |
| Davenport, Justin, Thomas | Member | Na | no | 01/2026 | Aug 31, 2026 | Aug 31, 2026 |
| HYDE, FOSTER, THOMPSON | Member | B | no | 01/2020 | Aug 31, 2026 | Aug 31, 2026 |
| MCGOWAN, JAY, HALLOWES | Member | Na | no | 01/2025 | Aug 31, 2026 | Aug 31, 2026 |
| MOODY, ELISABETH, LINLEY | Member | B | no | 01/2020 | Aug 31, 2026 | Aug 31, 2026 |
| Savela, Matthew, Jonathan | Member | Na | no | 01/2026 | Aug 31, 2026 | Aug 31, 2026 |
| PEAY, JAMES, WOODARD | SENIOR INVESTMENT ADVISER | Na | no | 05/2010 | Jan 4, 2018 | Nov 1, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 2, 2026 | $3.7B | $3.7B | 28 | 26 | 0 | n/a | n/a |
| 2024 | Feb 24, 2025 | $3.2B | $3.2B | 25 | 24 | 0 | n/a | n/a |
| 2023 | Feb 21, 2024 | $2.8B | $2.8B | 23 | 21 | 0 | n/a | n/a |
| 2022 | Mar 16, 2023 | $2.5B | $2.5B | 25 | 22 | 0 | n/a | n/a |
| 2021 | Feb 18, 2022 | $2.4B | $2.4B | 20 | 18 | 0 | n/a | n/a |
| 2020 | Jan 26, 2021 | $1.9B | $1.9B | 18 | 16 | 0 | n/a | n/a |
| 2019 | Feb 21, 2020 | $1.8B | $1.8B | 17 | 15 | 0 | n/a | n/a |
| 2018 | Mar 11, 2019 | $1.4B | $1.4B | 16 | 14 | 0 | n/a | n/a |
| 2017 | Mar 27, 2018 | $1.4B | $1.4B | 15 | 14 | 0 | n/a | n/a |
| 2016 | Mar 23, 2017 | $915M | $915M | 10 | 9 | n/a | n/a | n/a |
| 2015 | Feb 17, 2016 | $787M | $787M | 8 | 7 | n/a | n/a | n/a |
| 2014 | Mar 12, 2015 | $744M | $744M | 8 | 7 | n/a | n/a | n/a |
| 2013 | Mar 8, 2014 | $645M | $645M | 8 | 7 | n/a | n/a | n/a |
| 2012 | Feb 27, 2013 | $539M | $539M | 8 | 7 | n/a | n/a | n/a |
| 2011 | Mar 27, 2012 | $441M | $441M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 2 | 1 | 1 | 3.6% | 0 | 0 | 0 | 3 | 2 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $3.7B | $3.2B | 14.6% | $2.5B | 13.4% | 28 | 25 | 1 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| WELCH INVESTMENTS, LLC | 2 | Mar 15, 2018 | Mar 10, 2018 | BIRMINGHAM, AL | Team lift out | Other | 66.7% |