DFX Intelligence

A•••••• M•••••• F••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor31 years in industry

A•••••• M•••••• F••••••••

Advisor at S••••••••• W•••••

SUMMIT, NJ | Rockford, IL

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Search this name across graphsid dfx:ria:2d7a68b2-74d9-9d8a-6140-851b906bff59

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 17, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• W•••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jun 16, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• W•••••	Mixed wealth	Jul 7, 2026	n/a	yes	Rockford, IL\|SUMMIT, NJ	Current employment
B••••••••• W••••• A•••••••• L••	No RAUM reported	Feb 13, 2019	Jul 6, 2026	no	ROCKFORD, IL\|ROCKFORD, IL\|BELVIDERE, IL\|Rockford, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••••• W••••• A•••••••• L••	S••••••••• W•••••	Jul 6, 2026	Jul 7, 2026	1	Firm change	Other
H••••• I••••••••• M••••••••• L••	B••••••••• W••••• A•••••••• L••	Feb 7, 2019	Feb 13, 2019

Relationships

Registered with (4)

→ S••••••••• W•••••Registered adviserregistration: current employment
Jul 7, 2026 to presentfactForm ADV
→ B••••••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 13, 2019 to Jul 6, 2026factForm ADV
→ H••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Aug 16, 2016 to Feb 7, 2019factForm ADV
→ R•••••• W••••• A•••••••• I•••

Dated events

Occurred
Jul 6, 2026
Advisor changed firm
A•••••• M•••••• F•••••••• left B••••••••• W••••• A•••••••• L•• for S••••••••• W••••• (registered 2026-07-07)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2d7a68b2-74d9-9d8a-6140-851b906bff59
First observed: Jan 17, 2015
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.