DFX Intelligence

W•••••• S•••• A••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

W•••••• S•••• A••••

Advisor at F•••• P••••••• W•••••• L••

PHOENIX, AZ

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Search this name across graphsid dfx:ria:2d829b71-2dc4-867f-f2d3-84b47042c47b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Sep 15, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• P••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• P••••••• W•••••• L••	Independent wealth	Jul 9, 2025	n/a	yes	PHOENIX, AZ	Current employment
C•••••••• M••••••••• G••••	Former SEC adviser	Jul 25, 2024	Sep 23, 2025	no	Phoenix, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• M••••••••• G••••	F•••• P••••••• W•••••• L••	Sep 23, 2025	Jul 9, 2025	-76	Bulk transfer	RIA to RIA
C•••••• S••••• • C••• I•••	C•••••••• M••••••••• G••••	Aug 6, 2024	Jul 25, 2024

Relationships

Registered with (3)

→ F•••• P••••••• W•••••• L••Registered adviserregistration: current employment
Jul 9, 2025 to presentfactForm ADV
→ C•••••••• M••••••••• G••••Registered adviserregistration: previous registration
Jul 25, 2024 to Sep 23, 2025factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Sep 15, 2017 to Aug 6, 2024factForm ADV

Dated events

Occurred
Aug 6, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2d829b71-2dc4-867f-f2d3-84b47042c47b
First observed: Sep 15, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.