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RIA / WealthAdvisordual registered (broker-dealer)43 years in industry

MICHAEL KING DEGOLIAN

Advisor at RBC CAPITAL MARKETS, LLC

Atlanta, GA

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Search this name across graphsid dfx:ria:2d8fdc0f-cac0-bf70-3a26-4fa662df244b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 14, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RBC CAPITAL MARKETS, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 28, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Jul 28, 1983
First registration: Mar 14, 2000
Dual registered: yes, broker-dealer
Other names: MICHAEL KING DEGOLIAN|MICHAEL KING DEGOLIAN|MICHAEL K DE GOLIAN|MICHAEL K DEGOLIAN
IAPD individual key: 1162907

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RBC CAPITAL MARKETS, LLC	National bd RIA	Jan 6, 2012	n/a	yes	Atlanta, GA\|Atlanta, GA	Current employment
MORGAN KEEGAN & COMPANY, LLC	Former SEC adviser	Feb 19, 2009	Dec 16, 2011	no	ATLANTA, GA	Previous registration
CREDIT SUISSE SECURITIES (USA) LLC	Former SEC adviser	Jul 10, 2006	Jan 9, 2009	no	ATLANTA, GA	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	May 5, 2004	Jun 23, 2006	no	SAVANNAH, GA\|MACON, GA\|ATLANTA, GA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Mar 14, 2000	Apr 30, 2004	no	LEXINGTON, KY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN KEEGAN & COMPANY, LLC	RBC CAPITAL MARKETS, LLC	Dec 16, 2011	Jan 6, 2012	21	Firm change	Other
CREDIT SUISSE SECURITIES (USA) LLC	MORGAN KEEGAN & COMPANY, LLC	Jan 9, 2009	Feb 19, 2009	41	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	CREDIT SUISSE SECURITIES (USA) LLC	Jun 23, 2006	Jul 10, 2006	17	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	BANC OF AMERICA INVESTMENT SERVICES, INC.	Apr 30, 2004	May 5, 2004	5	Firm change	Other

Relationships

Registered with (5)

→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: current employment
Jan 6, 2012 to presentfactForm ADV
→ MORGAN KEEGAN & COMPANY, LLCRegistered adviserregistration: previous registration
Feb 19, 2009 to Dec 16, 2011factForm ADV
→ CREDIT SUISSE SECURITIES (USA) LLCRegistered adviserregistration: previous registration
Jul 10, 2006 to Jan 9, 2009factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
May 5, 2004 to Jun 23, 2006factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Mar 14, 2000 to Apr 30, 2004factForm ADV

Dated events

No dated event names this entity yet.