DFX Intelligence
Reading the graph
Reading the graph
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Advisor at S•• W••••• M•••••••••
TOWSON, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S•• W••••• M••••••••• | Independent wealth | Nov 2, 2017 | n/a | yes | TOWSON, MD | Current employment |
| J••• H•••••• I••••••••• M••••••••• L•• | Asset manager | Dec 9, 2008 | Dec 15, 2009 | no | SEVERNA PARK, MD|BOSTON, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J••• H•••••• I••••••••• M••••••••• L•• | S•• W••••• M••••••••• | Dec 15, 2009 | Nov 2, 2017 | 2,879 | Firm change after gap | Other |
| J••• H•••••• D••••••••• L•• | J••• H•••••• I••••••••• M••••••••• L•• | Dec 31, 2006 | Dec 9, 2008 |
| J••• H•••••• D••••••••• L•• | n/a | Apr 14, 2005 | Dec 31, 2006 | no | SEVERNA PARK, MD|NEW YORK, NY|BOSTON, MA | Previous registration |
| E•••• N••••••• S••••••••• I••• | Former SEC adviser | Nov 12, 2003 | Mar 7, 2006 | no | NAPA, CA | Previous registration |
| 709 |
| Firm change after gap |
| Other |
| E•••• N••••••• S••••••••• I••• | J••• H•••••• D••••••••• L•• | Mar 7, 2006 | Apr 14, 2005 | -327 | Firm change after gap | Other |