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CRD 105790
BOSTON, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| CHARLES SHAY FRY | n/a | BOSTON, MA | Salisbury, NC | 7 | 36 | 2 | yes |
| JULIE ELIZABETH CRONIN | n/a | Chicago, IL | BOSTON, MA | 7 | 35 | 2 | yes |
| MARC CARLSON DANILE | n/a | WEST UNIVERSITY PLACE, TX | BOSTON, MA | 7 | 35 | 4 | yes |
| JEFFREY DAVID FOX | n/a | GLEN ELLYN, IL | BOSTON, MA | 7 | 33 | 2 | yes |
| SEAN MICHAEL FARLEY | n/a | BOSTON, MA | Marshfield, MA | 7 | 33 | 2 | yes |
| CHRISTOPHER PETER FUSCHILLO | n/a | GARDEN CITY, NY | BOSTON, MA | 7 | 29 | 3 | yes |
| PETER SCOTT WINTERS | n/a | BOSTON, MA | Tampa, FL | 7 | 32 | 1 | yes |
| JEFFREY OWEN DUCKWORTH | n/a | BOSTON, MA | 7 | 32 | 4 | yes |
| RANDY JAMES GILBERTSON | n/a | BOSTON, MA | EDEN PRAIRIE, MN | 7 | 32 | 3 | yes |
| ANDREW JOHN MCFETRIDGE | n/a | BOSTON, MA | 7 | 32 | 2 | yes |
| TERENCE BRADFORD SHEA | n/a | BOSTON, MA | Scituate, MA | 7 | 31 | 3 | yes |
| TIMOTHY TRUMAN KING | n/a | AUDUBON, PA | BOSTON, MA | 7 | 31 | 3 | yes |
| GERALD EISSMAN DUKATZ | n/a | BOSTON, MA | 7 | 29 | 3 | yes |
| DOUGLAS HUGH THOMPSON | n/a | BOSTON, MA | Haddonfield, NJ | 7 | 30 | 3 | yes |
| BRIAN EDWARD TORRISI | n/a | Needham, MA | BOSTON, MA | 7 | 29 | 2 | yes |
| MICHAEL JOHN MELCHIONNO | n/a | BOSTON, MA | W. NEWTON, MA | 7 | 29 | 2 | yes |
| DENNIS K REGAN | n/a | BOSTON, MA | West Roxbury, MA | 7 | 28 | 2 | yes |
| MARK ROGER FLINN | Chartered Financial Analyst | BOSTON, MA | Hopkinton, MA | 7 | 28 | 1 | yes |
| WALTER LEE SMALL | n/a | BOSTON, MA | Franklin, TN | 7 | 26 | 1 | yes |
| CHRISTOPHER FRANCIS KERGER | n/a | BOSTON, MA | Scituate, MA | 7 | 28 | 3 | yes |
| JEFFREY ALAN WICKLUND | n/a | BOSTON, MA | Loudonville, NY | 7 | 27 | 1 | yes |
| MATTHEW ALAN BLANDFORD | n/a | Nashville, TN | BOSTON, MA | 7 | 27 | 2 | yes |
| DANIEL MARK COHEN | n/a | ROCKVILLE, MD | BOSTON, MA | 7 | 27 | 4 | yes |
| JAMES BRADLEY BAKER | n/a | WYOMISSING, PA | BOSTON, MA | 7 | 25 | 5 | yes |
| RICHARD MICHAEL LAMONICA | n/a | BOSTON, MA | Medway, MA | 7 | 25 | 6 | yes |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| FEINBERG, KRISTIE, MARIE | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | Na | yes | 05/2023 | Jun 6, 2023 | Nov 13, 2024 |
| FONTANA, PHILIP, JOSEPH | Director | Na | yes | 11/2020 | Mar 30, 2021 | Nov 13, 2024 |
| JOHN HANCOCK FINANCIAL CORPORATION | Shareholder | E | yes | 12/2009 | Jan 27, 2014 | Nov 13, 2024 |
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) | Member | E | yes | 12/2009 | Mar 30, 2012 | Nov 13, 2024 |
| JOHN HANCOCK SUBSIDIARIES LLC | Member | E | yes | 03/1992 | Mar 30, 2012 | Nov 13, 2024 |
| MANULIFE FINANCIAL CORPORATION | Shareholder | E | yes | 09/1999 | Mar 30, 2012 | Nov 13, 2024 |
| MANULIFE HOLDINGS (ALBERTA) LIMITED | Shareholder | E | yes | 12/2009 | Mar 30, 2012 | Nov 13, 2024 |
| MCFETRIDGE, ANDREW, JOHN | Director | Na | yes | 10/2023 | Jun 10, 2024 | Nov 13, 2024 |
| NATAUPSKY, JEFFREY, HOWARD | CHIEF FINANCIAL OFFICER | Na | yes | 10/2024 | Nov 13, 2024 | Nov 13, 2024 |
| SEEL, BETSY, ANNE | CHIEF LEGAL COUNSEL | Na | yes | 10/2024 | Mar 30, 2015 | Nov 13, 2024 |
| SWANBERG, TREVOR, EDMUND | CHIEF COMPLIANCE OFFICER | Na | yes | 07/2020 | Aug 4, 2020 | Nov 13, 2024 |
| THE MANUFACTURERS INVESTMENT CORPORATION | Shareholder | E | yes | 01/2002 | Mar 30, 2012 | Nov 13, 2024 |
| THE MANUFACTURERS LIFE INSURANCE COMPANY (CANADA) | Shareholder | E | yes | 12/2003 | Nov 13, 2024 | Nov 13, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| MANULIFE INVESTMENT MANAGEMENT (US) LLC | n/a | Asset manager | $228B | N | yes | n/a |
| JOHN HANCOCK VARIABLE TRUST ADVISERS LLC | n/a | Asset manager | $69B | N | yes | n/a |
| MANULIFE INVESTMENT MANAGEMENT PRIVATE MARKETS (US) LLC | n/a | Other adviser | $48B | N | yes | n/a |
| JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC | n/a | Bd affiliated wealth | $2.2B | N | yes | n/a |
| MANULIFE INVESTMENT MANAGEMENT (NORTH AMERICA) LIMITED | n/a | Institutional manager | $378M | N | yes | n/a |
| JOHN HANCOCK DISTRIBUTORS LLC | n/a | n/a | n/a | N | yes | n/a |
| JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC | n/a | n/a | n/a | N | yes | n/a |
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) | n/a | n/a | n/a | Y | yes | n/a |
| JOHN HANCOCK TRUST COMPANY | n/a | n/a | n/a | N | yes | n/a |
| MANULIFE INVESTMENT MANAGEMENT (EUROPE) LIMITED | n/a | n/a | n/a | N | yes | n/a |
| MANULIFE INVESTMENT MANAGEMENT (HONG KONG) LIMITED | n/a | n/a | n/a | N | yes | n/a |
| MANULIFE INVESTMENT MANAGEMENT LIMITED | n/a | n/a | n/a | N | yes | n/a |
| MANULIFE JOHN HANCOCK BROKERAGE SERVICES LLC | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 25, 2026 | $212B | $212B | 357 | 28 | 0 | n/a | n/a |
| 2024 | Mar 21, 2025 | $202B | $202B | 363 | 28 | 0 | n/a | n/a |
| 2023 | Mar 28, 2024 | $190B | $190B | 403 | 34 | 0 | n/a | n/a |
| 2022 | Mar 30, 2023 | $182B | $182B | 394 | 50 | 0 | n/a | n/a |
| 2021 | Mar 29, 2022 | $225B | $225B | 383 | 48 | 0 | n/a | n/a |
| 2020 | Mar 30, 2021 | $201B | $201B | 382 | 45 | 0 | n/a | n/a |
| 2019 | Mar 27, 2020 | $197B | $196B | 380 | 45 | 0 | n/a | n/a |
| 2018 | Mar 28, 2019 | $183B | $183B | 376 | 46 | 0 | n/a | n/a |
| 2017 | Mar 28, 2018 | $210B | $210B | 211 | 63 | 0 | n/a | n/a |
| 2016 | Mar 31, 2017 | $138B | $138B | 207 | 59 | n/a | n/a | n/a |
| 2015 | Mar 28, 2016 | $134B | $134B | 180 | 53 | n/a | n/a | n/a |
| 2014 | Mar 30, 2015 | $126B | $126B | 165 | 53 | n/a | n/a | n/a |
| 2013 | Mar 28, 2014 | $57B | $57B | 27 | 4 | n/a | n/a | n/a |
| 2012 | Mar 28, 2013 | $21B | $21B | 28 | 3 | n/a | n/a | n/a |
| 2011 | Mar 30, 2012 | $20B | $20B | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 5 | 13 | -8 | 7.6% | 0 | 1 | 0 | 16 | 49 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $212B | $202B | 4.9% | $182B | 5.3% | 357 | 363 | 0 | 0 |