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Advisor at NFSG CORPORATION
BOCA RATON, FL | TACOMA, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NFSG CORPORATION | Bd affiliated wealth | Dec 18, 2025 | n/a | yes | TACOMA, WA|BOCA RATON, FL | Current employment |
| LINCOLN INVESTMENT | Independent wealth | Sep 4, 2025 | Dec 3, 2025 | no | Tacoma, WA|PALM BEACH GARDENS, FL|Tacoma, WA | Previous registration |
| KESTRA ADVISORY SERVICES, LLC | Bd affiliated wealth | Dec 6, 2024 | Jul 11, 2025 | no | AUSTIN, TX|Tacoma, WA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Nov 29, 2017 | Dec 12, 2024 | no | TACOMA, WA | Previous registration |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | Feb 17, 2006 | Nov 29, 2017 | no | El Segundo, CA|PUYALLUP, WA|TACOMA, WA | Previous registration |
| MUTUAL SERVICE CORPORATION | n/a | Feb 14, 2002 | Jan 27, 2006 | no | TACOMA, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LINCOLN INVESTMENT | NFSG CORPORATION | Dec 3, 2025 | Dec 18, 2025 | 15 | Firm change | RIA to ibd |
| KESTRA ADVISORY SERVICES, LLC | LINCOLN INVESTMENT | Jul 11, 2025 | Sep 4, 2025 | 55 | Firm change | Ibd to RIA |
| LPL FINANCIAL LLC | KESTRA ADVISORY SERVICES, LLC | Dec 12, 2024 | Dec 6, 2024 | -6 | Firm change | Ibd to ibd |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | LPL FINANCIAL LLC | Nov 29, 2017 | Nov 29, 2017 | 0 | Firm change | Other |
| MUTUAL SERVICE CORPORATION | NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Jan 27, 2006 | Feb 17, 2006 | 21 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 29604:6413:WA:2017-11-29 | Nov 29, 2017 | Nov 29, 2017 | TACOMA, WA | Firm change |