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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

CAZ INVESTMENTS REGISTERED ADVISER LLC

CRD 327614

HOUSTON, TX

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Search this name across graphsid dfx:ria:2da4bee1-d5fc-09d1-3520-6338b757c56a

Data as of Mar 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 4
On other graphs: 0
Observed: Aug 22, 2023 to Mar 11, 2026
6 observations

Across DFX

owners resolved from Schedule A/B to their own records, measured by hand

Private Equityowner

CAZ Investments L.P.

owned by this firm per Schedule A, named with its CRD in Item 7.A · confidence 90% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $541MItem 5.F on the latest filing (2026-03-11); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $541M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $541Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 83
Advisory employees: 68
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1
Individual clients: 0
High net worth clients: 0
SEC number: 801-128764
CRD: 327614
Filings on the tape: 6
First filed: Aug 22, 2023
Latest filed: Mar 11, 2026
Organised: Limited Liability Company, DE

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CAZ INVESTMENTS 2021 GP LLC	GENERAL PARTNER	F	yes	05/2021	Aug 22, 2023	Jun 3, 2024
CAZ INVESTMENTS 2021 LP	SOLE MEMBER	E	yes	05/2021	Aug 22, 2023	Jun 3, 2024
CAZ INVESTMENTS 2021 LP	LIMITED PARTNER	E	yes	05/2021	Aug 22, 2023	Jun 3, 2024
CAZ INVESTMENTS L.P.	Member	E	yes	06/2023	Aug 22, 2023	Jun 3, 2024
CAZ INVESTMENTS MANAGEMENT LLC	GENERAL PARTNER	F	yes	08/2001	Aug 22, 2023	Jun 3, 2024
MASSEY, ISAIAH, LUKE	CHIEF FINANCIAL OFFICER	Na	yes	06/2023	Aug 22, 2023	Jun 3, 2024
YAHWEH HOLDINGS LTD	LIMITED PARTNER	C	yes	05/2021	Aug 22, 2023	Jun 3, 2024
ZOOK, CHRISTOPHER, ALAN	CHAIRMAN, CHIEF INVESTMENT OFFICER	Na	yes	06/2023	Aug 22, 2023	Jun 3, 2024
ZOOK, CHRISTOPHER, ALAN	Owner	D	yes	02/1998	Aug 22, 2023	Jun 3, 2024
ZOOK, CHRISTOPHER, ALAN	Owner	E	yes	05/2021	Aug 22, 2023	Jun 3, 2024
ZOOK, LISA, LABRANT	Owner	D	yes	02/1998	Aug 22, 2023	Jun 3, 2024
LONG, JUSTIN, TYLER	CHIEF COMPLIANCE OFFICER	Na	no	02/2024	Mar 15, 2024	Jun 3, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CAZ INVESTMENTS L.P.	n/a	Asset manager	$11B	Y	yes	n/a
CAZ EQUITY INVESTMENTS HOLDINGS LP	n/a	n/a	n/a	N	yes	n/a
CAZ INVESTMENTS EQUITY AI LP	n/a	n/a	n/a	N	yes	n/a
CAZ INVESTMENTS EQUITY BB LP	n/a	n/a	n/a	N	yes	n/a
CAZ INVESTMENTS EQUITY CCO LP	n/a	n/a	n/a	N	yes	n/a
CAZ INVESTMENTS EQUITY CIO LP	n/a	n/a	n/a	N	yes	n/a
CAZ INVESTMENTS EQUITY CPF LP	n/a	n/a	n/a	N	yes	n/a
CAZ INVESTMENTS EQUITY DDF LP	n/a	n/a	n/a	N	yes	n/a
CAZ INVESTMENTS EQUITY DO LP	n/a	n/a	n/a	N	yes	n/a
CAZ INVESTMENTS EQUITY DPI LP	n/a	n/a	n/a	N	yes	n/a
CAZ INVESTMENTS EQUITY DTF LP	n/a	n/a	n/a	N	yes	n/a
CAZ INVESTMENTS EQUITY EA LP	n/a	n/a	n/a	N	yes	n/a
CAZ INVESTMENTS EQUITY EE LP	n/a	n/a	n/a	N	yes	n/a
CAZ INVESTMENTS EQUITY EI1 LP	n/a	n/a	n/a	N	yes	n/a
CAZ INVESTMENTS EQUITY EI3 LP	n/a	n/a	n/a	N	yes	n/a
CAZ INVESTMENTS EQUITY EI4 LP	n/a	n/a	n/a	N	yes	n/a
CAZ INVESTMENTS EQUITY ES LP	n/a	n/a	n/a	N	yes	n/a
CAZ INVESTMENTS EQUITY ESO LP	n/a	n/a	n/a	N	yes	n/a
CAZ INVESTMENTS EQUITY GPO LP	n/a	n/a	n/a	N	yes	n/a
CAZ INVESTMENTS EQUITY HCI LP	n/a	n/a	n/a	N	yes	n/a
CAZ INVESTMENTS EQUITY HCI2 LP	n/a	n/a	n/a	N	yes	n/a
CAZ INVESTMENTS EQUITY HSO LP	n/a	n/a	n/a	N	yes	n/a
CAZ INVESTMENTS EQUITY ICON LP	n/a	n/a	n/a	N	yes	n/a
CAZ INVESTMENTS EQUITY II, L.P.	n/a	n/a	n/a	N	yes	n/a
CAZ INVESTMENTS EQUITY MRF2 LP	n/a	n/a	n/a	N	yes	n/a
CAZ INVESTMENTS EQUITY MRF3 LP	n/a	n/a	n/a	N	yes	n/a
CAZ INVESTMENTS EQUITY MWP LP	n/a	n/a	n/a	N	yes	n/a
CAZ INVESTMENTS EQUITY OGP LP	n/a	n/a	n/a	N	yes	n/a
CAZ INVESTMENTS EQUITY PE LP	n/a	n/a	n/a	N	yes	n/a
CAZ INVESTMENTS EQUITY PEA2 LP	n/a	n/a	n/a	N	yes	n/a
CAZ INVESTMENTS EQUITY PEO LP	n/a	n/a	n/a	N	yes	n/a
CAZ INVESTMENTS EQUITY PEO2 LP	n/a	n/a	n/a	N	yes	n/a
CAZ INVESTMENTS EQUITY PEO3 LP	n/a	n/a	n/a	N	yes	n/a
CAZ INVESTMENTS EQUITY PEOD5 LP	n/a	n/a	n/a	N	yes	n/a
CAZ INVESTMENTS EQUITY PIF, L.P.	n/a	n/a	n/a	N	yes	n/a
CAZ INVESTMENTS EQUITY PSO LP	n/a	n/a	n/a	N	yes	n/a
CAZ INVESTMENTS EQUITY RMF LP	n/a	n/a	n/a	N	yes	n/a
CAZ INVESTMENTS EQUITY SO LP	n/a	n/a	n/a	N	yes	n/a
CAZ INVESTMENTS EQUITY THO LP	n/a	n/a	n/a	N	yes	n/a
CAZ INVESTMENTS EQUITY, L.P.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 11, 2026	$541M	$541M	83	68	n/a	n/a
2024	Mar 27, 2025	$180M	$180M	63	56	n/a	n/a
2023	Mar 15, 2024	$53.0M	$53.0M	45	34	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$541M	$180M	200.6%	n/a	n/a	83	63	0	0

Relationships

Affiliated with (2)

← CAZ INVESTMENTS L.P.Registered adviserother investment adviser, control, common control
factForm ADV
→ CAZ INVESTMENTS L.P.Registered adviserother investment adviser, bank, control, common control
factForm ADV

Registered with (1)

← CHRISTOPHER ALAN ZOOKAdvisorregistration: current employment
Nov 16, 2023 to presentfactForm ADV

Controls (8)

← CAZ INVESTMENTS L.P.OwnerMEMBER, ownership code E, domestic entity
Aug 22, 2023 to Jun 3, 2024factForm ADV
← ZOOK, CHRISTOPHER, ALANOwnerOWNER, ownership code E, individual
Aug 22, 2023 to Jun 3, 2024factForm ADV
← MASSEY, ISAIAH, LUKEOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Aug 22, 2023 to Jun 3, 2024factForm ADV
← ZOOK, LISA, LABRANTOwnerOWNER, ownership code D, individual
Aug 22, 2023 to Jun 3, 2024factForm ADV
← CAZ INVESTMENTS 2021 GP LLCOwnerGENERAL PARTNER, ownership code F, domestic entity
Aug 22, 2023 to Jun 3, 2024factForm ADV
← CAZ INVESTMENTS 2021 LPOwnerLIMITED PARTNER, ownership code E, domestic entity
Aug 22, 2023 to Jun 3, 2024factForm ADV
← CAZ INVESTMENTS MANAGEMENT LLCOwnerGENERAL PARTNER, ownership code F, domestic entity
Aug 22, 2023 to Jun 3, 2024factForm ADV
← YAHWEH HOLDINGS LTDOwnerLIMITED PARTNER, ownership code C, domestic entity
Aug 22, 2023 to Jun 3, 2024factForm ADV

Owns (1)

← LONG, JUSTIN, TYLEROwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 15, 2024 to Jun 3, 2024factForm ADV

Dated events

Occurred
Mar 11, 2026
Regulatory AUM changed
Caz Investments Registered Adviser Llc reported RAUM $540.6M, up 201% from $179.9M (2025-03-27 to 2026-03-11)
Form ADVobserved 5 days ago
$361M
Occurred
Mar 27, 2025
Regulatory AUM changed
Caz Investments Registered Adviser Llc reported RAUM $179.9M, up 239% from $53.0M (2024-06-03 to 2025-03-27)
Form ADVobserved 5 days ago
$127M
Occurred
Mar 15, 2024
Control person joined
Tyler Justin Long (Chief Compliance Officer) appeared on Schedule A of Caz Investments Registered Adviser Llc
Form ADVobserved 5 days ago
Occurred
Aug 22, 2023
First Form ADV filing
Caz Holy Grail Adviser Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2da4bee1-d5fc-09d1-3520-6338b757c56a
First observed: Aug 22, 2023
Last observed: Mar 11, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CAZ INVESTMENTS REGISTERED ADVISER LLC

CRD 327614

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2da4bee1-d5fc-09d1-3520-6338b757c56a

Data as of Mar 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:32 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CAZ INVESTMENTS 2021 GP LLC

GENERAL PARTNER

yes

05/2021

Aug 22, 2023

Jun 3, 2024

CAZ INVESTMENTS 2021 LP

SOLE MEMBER

yes

05/2021

Aug 22, 2023

Jun 3, 2024

CAZ INVESTMENTS 2021 LP

LIMITED PARTNER

yes

05/2021

Aug 22, 2023

Jun 3, 2024

CAZ INVESTMENTS L.P.

Member

yes

06/2023

Aug 22, 2023

Jun 3, 2024

CAZ INVESTMENTS MANAGEMENT LLC

GENERAL PARTNER

yes

08/2001

Aug 22, 2023

Jun 3, 2024

MASSEY, ISAIAH, LUKE

CHIEF FINANCIAL OFFICER

yes

06/2023

Aug 22, 2023

Jun 3, 2024

YAHWEH HOLDINGS LTD

LIMITED PARTNER

yes

05/2021

Aug 22, 2023

Jun 3, 2024

ZOOK, CHRISTOPHER, ALAN

CHAIRMAN, CHIEF INVESTMENT OFFICER

yes

06/2023

Aug 22, 2023

Jun 3, 2024

ZOOK, CHRISTOPHER, ALAN

Owner

yes

02/1998

Aug 22, 2023

Jun 3, 2024

ZOOK, CHRISTOPHER, ALAN

Owner

yes

05/2021

Aug 22, 2023

Jun 3, 2024

ZOOK, LISA, LABRANT

Owner

yes

02/1998

Aug 22, 2023

Jun 3, 2024

LONG, JUSTIN, TYLER

CHIEF COMPLIANCE OFFICER

02/2024

Mar 15, 2024

Jun 3, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CAZ INVESTMENTS L.P.

n/a

Asset manager

$11B

yes

n/a

CAZ EQUITY INVESTMENTS HOLDINGS LP

n/a

yes

n/a

CAZ INVESTMENTS EQUITY AI LP

n/a

yes

n/a

CAZ INVESTMENTS EQUITY BB LP

n/a

yes

n/a

CAZ INVESTMENTS EQUITY CCO LP

n/a

yes

n/a

CAZ INVESTMENTS EQUITY CIO LP

n/a

yes

n/a

CAZ INVESTMENTS EQUITY CPF LP

n/a

yes

n/a

CAZ INVESTMENTS EQUITY DDF LP

n/a

yes

n/a

CAZ INVESTMENTS EQUITY DO LP

n/a

yes

n/a

CAZ INVESTMENTS EQUITY DPI LP

n/a

yes

n/a

CAZ INVESTMENTS EQUITY DTF LP

n/a

yes

n/a

CAZ INVESTMENTS EQUITY EA LP

n/a

yes

n/a

CAZ INVESTMENTS EQUITY EE LP

n/a

yes

n/a

CAZ INVESTMENTS EQUITY EI1 LP

n/a

yes

n/a

CAZ INVESTMENTS EQUITY EI3 LP

n/a

yes

n/a

CAZ INVESTMENTS EQUITY EI4 LP

n/a

yes

n/a

CAZ INVESTMENTS EQUITY ES LP

n/a

yes

n/a

CAZ INVESTMENTS EQUITY ESO LP

n/a

yes

n/a

CAZ INVESTMENTS EQUITY GPO LP

n/a

yes

n/a

CAZ INVESTMENTS EQUITY HCI LP

n/a

yes

n/a

CAZ INVESTMENTS EQUITY HCI2 LP

n/a

yes

n/a

CAZ INVESTMENTS EQUITY HSO LP

n/a

yes

n/a

CAZ INVESTMENTS EQUITY ICON LP

n/a

yes

n/a

CAZ INVESTMENTS EQUITY II, L.P.

n/a

yes

n/a

CAZ INVESTMENTS EQUITY MRF2 LP

n/a

yes

n/a

CAZ INVESTMENTS EQUITY MRF3 LP

n/a

yes

n/a

CAZ INVESTMENTS EQUITY MWP LP

n/a

yes

n/a

CAZ INVESTMENTS EQUITY OGP LP

n/a

yes

n/a

CAZ INVESTMENTS EQUITY PE LP

n/a

yes

n/a

CAZ INVESTMENTS EQUITY PEA2 LP

n/a

yes

n/a

CAZ INVESTMENTS EQUITY PEO LP

n/a

yes

n/a

CAZ INVESTMENTS EQUITY PEO2 LP

n/a

yes

n/a

CAZ INVESTMENTS EQUITY PEO3 LP

n/a

yes

n/a

CAZ INVESTMENTS EQUITY PEOD5 LP

n/a

yes

n/a

CAZ INVESTMENTS EQUITY PIF, L.P.

n/a

yes

n/a

CAZ INVESTMENTS EQUITY PSO LP

n/a

yes

n/a

CAZ INVESTMENTS EQUITY RMF LP

n/a

yes

n/a

CAZ INVESTMENTS EQUITY SO LP

n/a

yes

n/a

CAZ INVESTMENTS EQUITY THO LP

n/a

yes

n/a

CAZ INVESTMENTS EQUITY, L.P.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 11, 2026

$541M

n/a

2024

Mar 27, 2025

$180M

n/a

2023

Mar 15, 2024

$53.0M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$541M

$180M

200.6%

n/a