DFX Intelligence

C•• I••••••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

C•• I••••••••• L•••

CRD 113931

HOUSTON, TX

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Search this name across graphsid dfx:ria:b84b0ed3-9456-81c4-42bd-c1c6e70514b1

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 182
Dated events: 40
On other graphs: 4
Observed: Mar 8, 2012 to Mar 31, 2026
25 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

C•• I••••••••• L•••

Private equity manager · key cik, key crd, key sfn adviser, shared crd

Independent Sponsorsidentity

C•• I••••••••• L•••

Capital provider to sponsors · key cik, key crd, key sfn adviser, shared crd

Private Creditidentity

C•• I••••••••• L•••

Private credit manager · key cik, key crd, key sfn adviser, shared crd

Real Estate Funds

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $11B••• Locked
Discretionary RAUM: $11B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 27
RAUM per advisor: $401Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
C••••••••• A••• Z•••	n/a	HOUSTON, TX	25	35	2	no
L•••• Y• H••••	n/a	HOUSTON, TX	11	23

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C•• G• O•••••••• C•••• E• F•••• L•••	Hedge Fund	$1.6B	Mar 31, 2026	1,425	Mar 29, 2023	reported	021-438251
C•• G• O•••••••• C•••• C• F•••• L•••	Hedge Fund	$1.0B	Mar 31, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•• I••••••••• 2••• G• L••	GENERAL PARTNER	F	yes	05/2021	May 27, 2021	Mar 27, 2024
C•• I••••••••• 2••• L•	LIMITED PARTNER	E	yes	05/2021	May 27, 2021	Mar 27, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C•• I••••••••• R••••••••• A•••••• L••	n/a	Asset manager	$541M	Y	yes	n/a
C•• I••••••••• E••••• A• L•	n/a	n/a	n/a	N	yes	n/a
C•• I••••••••• E••••• B• L•

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Denver	Co	United States	4	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	0	2	0.0%	0	0	0	6	2

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$11B	$8.7B	25.1%	$5.0B	29.3%	83	63	0	1

Relationships

showing 80 of 182

Registered with (1)

← K••••• P•••••• A••••••Advisorregistration: current employment
May 29, 2026 to presentfactForm ADV

Affiliated with (1)

→ C•• I••••••••• R••••••••• A•••••• L••Registered adviserother investment adviser, control, common control
factForm ADV

Advises (78)

→ C•• E•••••• F•••• L••• • A••••• E•••••• E••• P••••••••Private fundPrivate Equity Fund, IA
Jan 31, 2020 to presentfact

Dated events

Occurred
Mar 31, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$2.2B
Occurred
Mar 31, 2026
Ria p•••••• fund assets change
••• Locked
Form ADVobserved today
$4.1B
Occurred
Mar 31, 2026
Ria office closed
••• Locked
Form ADVobserved today
Occurred
Mar 31, 2026

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b84b0ed3-9456-81c4-42bd-c1c6e70514b1
First observed: Mar 8, 2012
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.