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RIA / WealthAdvisorCertified Financial Planner23 years in industry

RYAN ANTHONY MUMY

Advisor at SOLLINDA CAPITAL MANAGEMENT LLC

MIAMI, FL | HICKORY, NC

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Feb 17, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SOLLINDA CAPITAL MANAGEMENT LLC
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 22, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Aug 22, 2003
First registration: Feb 17, 2005
Dual registered: no
Other names: RYAN ANTHONY MUMY|RYAN ANTHONY MUMY
IAPD individual key: 4673615

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SOLLINDA CAPITAL MANAGEMENT LLC	Mixed wealth	Mar 28, 2024	n/a	yes	HICKORY, NC\|MIAMI, FL	Current employment
CIC ADVISERS, LLC	n/a	Jul 13, 2009	Dec 31, 2012	no	RALEIGH, NC	Previous registration
CAPITAL INVESTMENT ADVISORY SERVICES, LLC	Bd affiliated wealth	Jul 2, 2009	Mar 28, 2024	no	RALEIGH, NC\|HICKORY, NC	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 1, 2008	Jul 6, 2009	no	HICKORY, NC\|HICKORY, NC	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Feb 17, 2005	Jan 1, 2008	no	HICKORY, NC\|HICKORY, NC\|ST. LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAPITAL INVESTMENT ADVISORY SERVICES, LLC	CIC ADVISERS, LLC	Mar 28, 2024	Jul 13, 2009	-5,372	Firm change after gap	Other
CIC ADVISERS, LLC	SOLLINDA CAPITAL MANAGEMENT LLC	Dec 31, 2012	Mar 28, 2024	4,105	Firm change after gap	Other
WELLS FARGO ADVISORS	CAPITAL INVESTMENT ADVISORY SERVICES, LLC	Jul 6, 2009	Jul 2, 2009	-4	Firm change	Other
A. G. EDWARDS & SONS, INC.	WELLS FARGO ADVISORS	Jan 1, 2008	Jan 1, 2008	0	Bulk transfer	Other

Relationships

Registered with (5)

→ SOLLINDA CAPITAL MANAGEMENT LLCRegistered adviserregistration: current employment
Mar 28, 2024 to presentfactForm ADV
→ CAPITAL INVESTMENT ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Jul 2, 2009 to Mar 28, 2024factForm ADV
→ CIC ADVISERS, LLCRegistered adviserregistration: previous registration
Jul 13, 2009 to Dec 31, 2012factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 1, 2008 to Jul 6, 2009factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Feb 17, 2005 to Jan 1, 2008factForm ADV

Dated events

Occurred
Mar 28, 2024
Advisor changed firm
Ryan Anthony Mumy left Capital Investment Advisory Services, Llc for Cic Advisers, Llc (registered 2009-07-13)
Form ADVobserved 5 days ago