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C•••••••• D••••••••• F••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

C•••••••• D••••••••• F••• A•••••••• L••

CRD 281617

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Search this name across graphsid dfx:ria:2dac6a69-ad41-3a79-8fe1-819831a16a12

Data as of May 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 2
On other graphs: 0
Observed: Sep 23, 2015 to May 20, 2026
14 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $326M••• Locked
Discretionary RAUM: $326M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
R•••••••• T•••• O• K•••••• H• T•••••	Member	E	yes	06/2017	Mar 26, 2018	Mar 28, 2024
T•••••• K••••••• H••••••	PRESIDENT, CEO, CCO, TRUSTEE OF R•••••••• T•••• O• K•••••• H• T•••••	E	yes	08/2011	Sep 23, 2015	Mar 28, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$326M	$134M	143.8%	$107M	44.9%	2	1	1	0

Relationships

Controls (2)

← T•••••• K••••••• H••••••OwnerPRESIDENT, CEO, CCO, TRUSTEE OF R•••••••• T•••• O• K•••••• H• T•••••, ownership code E, individual
Sep 23, 2015 to Mar 28, 2024factForm ADV
← R•••••••• T•••• O• K•••••• H• T•••••OwnerMEMBER, ownership code E, domestic entity
Mar 26, 2018 to Mar 28, 2024factForm ADV

Dated events

Occurred
May 20, 2026
Regulatory AUM changed
C•••••••• D••••••••• F••• A•••••••• L•• reported RAUM $326.4M, up 58% from $206.1M (2025-03-31 to 2026-05-20)
Form ADVobserved 7 days ago
$120M
Occurred
Sep 23, 2015
First Form ADV filing
C•••••••• D••••••••• F••• A•••••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2dac6a69-ad41-3a79-8fe1-819831a16a12
First observed: Sep 23, 2015
Last observed: May 20, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.