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SEC-registered adviser

C•••••••• D••••••••• F••• A•••••••• L••

Asset manager (funds and pooled vehicles)CRD 281617SEC 801-106710websiteIAPD
Latest filing May 20, 2026
First filing on the tape Sep 23, 2015 · 14 filings
SEC status approved since Oct 2, 2015
RAUM
$326M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$326M as of May 20, 2026
Mar 29, 2016$100,000 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 20, 2026
Mar 29, 20160 then
Employees (5.A)2 as of May 20, 2026
Mar 29, 20163 then
Private funds: no history
RAUM +144% over the last fiscal year+45% a year over threeIARs 0 to 0offices 0 to 1
Practice profile
derived from the filing of May 20, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$326MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
+54%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for investment companiesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Investment companies$326M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • T•••••• K••••••• H•••••• · President, Ceo, Cco, Trustee Of R•••••••• T•••• O• K•••••• H• T•••••control
        since 08/2011 · owns 75% or more
      Entity owners
      • R•••••••• T•••• O• K•••••• H• T••••• · Member
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      ADV anomalies
      1 against comparable advisers; where to look, not conclusions
      • RAUM up 50 %Change between filings · filing Mar 31, 2025
        RAUM (Item 5.F) moved from $133,906,031 to $206,086,597 (+54.0%) between the annual amendments of 2024-03-28 and 2025-03-31; the peer median change was +4.0% (1145 comparable advisers, 92.0th percentile of changes)
        peers: asset managers, $100M to $500M (1,145) · 92% percentile
      How anomalies are measured
      What changed
      consecutive filings, newest first
      • Discretionary RAUM · $206M to $326M
        Mar 31, 2025 to May 20, 2026
      • RAUM · $206M to $326M
        Mar 31, 2025 to May 20, 2026
      • Advisory employees · 1 to 2
        Mar 28, 2024 to Mar 31, 2025
      • Employees · 1 to 2
        Mar 28, 2024 to Mar 31, 2025
      • Financial planning clients · unset to
        Mar 28, 2024 to Mar 31, 2025
      • HQ city · unset to
        Mar 28, 2024 to Mar 31, 2025
      • HQ state · unset to
        Mar 28, 2024 to Mar 31, 2025
      • Other offices · 0 to 1
        Mar 28, 2024 to Mar 31, 2025
      • Discretionary RAUM · $134M to $206M
        Mar 28, 2024 to Mar 31, 2025
      • RAUM · $134M to $206M
        Mar 28, 2024 to Mar 31, 2025
      • Discretionary RAUM · $114M to $134M
        Mar 3, 2023 to Mar 28, 2024
      • RAUM · $114M to $134M
        Mar 3, 2023 to Mar 28, 2024
      • Discretionary RAUM · $107M to $114M
        Mar 25, 2022 to Mar 3, 2023
      • RAUM · $107M to $114M
        Mar 25, 2022 to Mar 3, 2023
      • Discretionary RAUM · $76.4M to $107M
        Mar 19, 2021 to Mar 25, 2022
      • RAUM · $76.4M to $107M
        Mar 19, 2021 to Mar 25, 2022
      • Discretionary RAUM · $64.8M to $76.4M
        Mar 11, 2020 to Mar 19, 2021
      • RAUM · $64.8M to $76.4M
        Mar 11, 2020 to Mar 19, 2021
      • Discretionary RAUM · $50.9M to $64.8M
        Mar 20, 2019 to Mar 11, 2020
      • RAUM · $50.9M to $64.8M
        Mar 20, 2019 to Mar 11, 2020
      • Discretionary RAUM · $46.5M to $50.9M
        Mar 26, 2018 to Mar 20, 2019
      • RAUM · $46.5M to $50.9M
        Mar 26, 2018 to Mar 20, 2019
      • Employees · 3 to 1
        Mar 31, 2017 to Mar 26, 2018
      • Other offices · unset to 0.0
        Mar 31, 2017 to Mar 26, 2018
      • Discretionary RAUM · $29.9M to $46.5M
        Mar 31, 2017 to Mar 26, 2018
      • RAUM · $29.9M to $46.5M
        Mar 31, 2017 to Mar 26, 2018
      • Discretionary RAUM · $100,000 to $29.9M
        Mar 29, 2016 to Mar 31, 2017
      • RAUM · $100,000 to $29.9M
        Mar 29, 2016 to Mar 31, 2017
      • Accounts · unset to 1.0
        Oct 2, 2015 to Jan 29, 2016
      • Discretionary RAUM · unset to 100000.0
        Oct 2, 2015 to Jan 29, 2016
      • Non-discretionary RAUM · unset to 0.0
        Oct 2, 2015 to Jan 29, 2016
      • RAUM · unset to 100000.0
        Oct 2, 2015 to Jan 29, 2016
      Signals
      2 dated events
      • C•••••••• D••••••••• F••• A•••••••• L•• reported RAUM $326.4M, up 58% from $206.1M (2025-03-31 to 2026-05-20)
        May 20, 2026 · RAUM change · derived
      • C•••••••• D••••••••• F••• A•••••••• L•• filed its initial SEC registration (Form ADV)
        Sep 23, 2015 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      C••••••••D•••••••••FUND.COMreportedpublic record, Form ADV, May 20, 2026
      Principal office phone
      305-663-0100reportedpublic record, Form ADV, May 20, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026