K•••••••• K•••

Advisor at C•••••• A••••••• S•••••••• L••

DALLAS, TX | Walnut Creek, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2db12bf5-ce79-5ba7-94ff-83030aa52f27

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Apr 20, 2024 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• A••••••• S•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• A••••••• S•••••••• L••	Independent wealth	Jan 1, 2026	n/a	yes	Walnut Creek, CA\|DALLAS, TX	Current employment
E••••• J••••	National bd RIA	Oct 7, 2024	Apr 24, 2025	no	ELK GROVE, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	C•••••• A••••••• S•••••••• L••	Apr 24, 2025	Jan 1, 2026	252	Firm change	Ibd to RIA
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	E••••• J••••	Oct 4, 2024	Oct 7, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:250:CA:2024-09-25	Oct 4, 2024	Oct 7, 2024	NORTH HIGHLANDS, CA	Firm change

Relationships

Registered with (3)

→ C•••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Oct 7, 2024 to Apr 24, 2025factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Apr 20, 2024 to Oct 4, 2024factForm ADV

Dated events

Occurred
Apr 24, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 4, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2db12bf5-ce79-5ba7-94ff-83030aa52f27
First observed: Apr 20, 2024
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.