G••• A• M•••••

Advisor at E•••••• F•••••••• E••••••

LEXINGTON, KY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2dbea9cc-67ee-324e-618e-776139d163a8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 24, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••• F•••••••• E••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 24, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••• F•••••••• E••••••	Independent wealth	Nov 30, 2016	n/a	yes	LEXINGTON, KY	Current employment
F•••••••• E•••••• A•••••• C•••••• L••	Former SEC adviser	Oct 5, 2015	Nov 30, 2016	no	LEXINGTON, KY\|OVERLAND PARK, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• E•••••• A•••••• C•••••• L••	E•••••• F•••••••• E••••••	Nov 30, 2016	Nov 30, 2016	0	Bulk transfer	Other
T•• M••••• F••• S••••	F•••••••• E•••••• A•••••• C•••••• L••	Oct 15, 2015	Oct 5, 2015

Relationships

Registered with (4)

→ E•••••• F•••••••• E••••••Registered adviserregistration: current employment
Nov 30, 2016 to presentfactForm ADV
→ F•••••••• E•••••• A•••••• C•••••• L••Registered adviserregistration: previous registration
Oct 5, 2015 to Nov 30, 2016factForm ADV
→ T•• M••••• F••• S••••Registered adviserregistration: previous registration
Jun 9, 2008 to Oct 15, 2015factForm ADV
→ N••••••• F•••••••• A•••••••• I••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2dbea9cc-67ee-324e-618e-776139d163a8
First observed: Jan 24, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.