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Advisor at VALIC FINANCIAL ADVISORS, INC.
MOUNT LAUREL, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VALIC FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Jul 21, 2010 | n/a | yes | MOUNT LAUREL, NJ | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 26, 2009 | Jul 13, 2010 | no | MOUNT LAUREL, NJ | Previous registration |
| LINCOLN FINANCIAL DISTRIBUTORS, INC. | n/a | Oct 21, 2003 | May 11, 2009 | no | PHILADELPHIA, PA|RADNOR, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | VALIC FINANCIAL ADVISORS, INC. | Jul 13, 2010 | Jul 21, 2010 | 8 | Firm change | Other |
| LINCOLN FINANCIAL DISTRIBUTORS, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | May 11, 2009 | Oct 26, 2009 | 168 | Firm change | Other |