DFX Intelligence

D•• C•••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserAsset managerSEC registeredRAUM 100m 1b

D•• C•••••• L••

CRD 340706

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Data as of Jul 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 6, 2026 to Jul 20, 2026
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $251M••• Locked
Discretionary RAUM: $251M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
D•• C•• E••••• F••• I• L•	Securitized Asset Fund	$251M	Jul 20, 2026	2	Jul 20, 2026	reported	n/a

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D•• C•••••• H•••••••• L•••	SOLE MEMBER	E	yes	02/2026	Jul 20, 2026	Jul 20, 2026
D•• C•••••• U••• L••	SOLE MANAGER	Na	yes	02/2026	Jul 20, 2026	Jul 20, 2026

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 6, 2026	$0	$0	7	5	0	1	n/a

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$251M	n/a	n/a	n/a	n/a	7	n/a	0	n/a

Relationships

Advises (1)

→ D•• C•• E••••• F••• I• L•Private fundSecuritized Asset Fund, IA
Jul 20, 2026 to presentfactForm ADV

Controls (5)

← F•••• W••••••OwnerSENIOR PORTFOLIO MANAGER, ownership code NA, individual
Jul 20, 2026 to presentfactForm ADV
← D•• C•••••• U••• L••OwnerSOLE MANAGER, ownership code NA, domestic entity
Jul 20, 2026 to presentfactForm ADV
← M•••••• S••••• K••••••OwnerCHIEF ADMINISTRATIVE OFFICER AND CHIEF COMPLIANCE OFFICER, ownership code NA, individual

Dated events

Order

Occurred
20 Jul 2026
Private fund first reported
••• Locked
Form ADV
$251M

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 6, 2026
Last observed: Jul 20, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.