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D•• C•••••• L••

Asset manager (funds and pooled vehicles)SEC-registered1 private fundsUmbrella registrationwebsite

Asset manager (funds and pooled vehicles), reporting $251M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$251M
Form ADV
Advisors
0
IAPD
Private clients
0.0% of RAUM
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

What matters now

  1. New owner
    ownership and control

    D•• C•••••• H•••••••• L••• appeared on Schedule A as an owner on 20 Jul 2026, with 1 other new entity owners.

    A change of owner or control is when advisors reconsider where they sit and when an acquirer's retention is tested.

    FactForm ADV Schedule A and Item 4For Recruiters, acquirersOwnership →
Every filed figure, and the identifiersCRD 340706 · SEC 801-135789 · 2 filingsShow
CRD 340706SEC 801-135789First filing on the tape Mar 6, 2026, latest Jul 20, 2026SEC status approved since Apr 3, 2026IAPD
RAUM
$251M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
7
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$251M as of Jul 20, 2026
Mar 6, 2026$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 20, 2026
Mar 6, 20260 then
Employees (5.A)7 as of Jul 20, 2026
Mar 6, 20267 then
Private funds1 as of Jul 20, 2026
Mar 6, 20261 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jul 20, 2026; every figure names its basis
The rule behind each archetype, and every derived figureShow
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$251MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$251M, 1 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$251M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$251M for 1 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Advisors registered through the firm
      0 on IAPD today; the 10 longest tenured
      No representative is registered through this CRD on IAPD.
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      D•• C•• E••••• F••• I• L•Securitized Asset Fund$251M2Jul 20, 2026
      Owners and control persons
      Schedule A and B, latest filing
      • F•••• W•••••• · Senior Portfolio Managercontrol
        since 02/2026 · owns less than 5%
      • M•••••• S••••• K•••••• · Chief Administrative Officer And Chief Compliance Officercontrol
        since 02/2026 · owns less than 5%
      • S••••••••• N•••••••• J••• · Head Of Operations Chief Investment Officercontrol
        since 02/2026 · owns less than 5%
      Entity owners
      • D•• C•••••• H•••••••• L••• · Sole Member
        direct · owns 75% or more
      • D•• C•••••• U••• L•• · Sole Manager
        direct · owns less than 5%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      ADV anomalies
      1 against comparable advisers; where to look, not conclusions
      • custody status changedChange between filings · filing Jul 20, 2026
        custody of client assets (Item 9.A): no on the filing of 2026-03-06, yes on the filing of 2026-07-20
        peers: asset managers, $100M to $500M (1,568)
      How anomalies are measured
      What changed
      consecutive filings, newest first
      • Accounts · 0 to 1
        Mar 6, 2026 to Jul 20, 2026
      • Pooled vehicle clients · unset to 1.0
        Mar 6, 2026 to Jul 20, 2026
      • Assets in custody · unset to 250625000.0
        Mar 6, 2026 to Jul 20, 2026
      • Custody of client assets · false to true
        Mar 6, 2026 to Jul 20, 2026
      • Discretionary RAUM · $0 to $251M
        Mar 6, 2026 to Jul 20, 2026
      Full history · 7 changes
      • Pooled vehicle RAUM · unset to 250625000.0
        Mar 6, 2026 to Jul 20, 2026
      • RAUM · $0 to $251M
        Mar 6, 2026 to Jul 20, 2026
      Signals
      1 dated events
      • ••• Locked
        Jul 20, 2026 · private fund first reported · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      ••• Lockedreportedpublic record, Form ADV, Jul 20, 2026
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Jul 20, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      Not computedderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026

      Not yet on record: net advisor flow, 12 months, RAUM change, last fiscal year.