DFX Intelligence

T••••• M•••••• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)22 years in industry

T••••• M•••••• M••••••••

Advisor at S••••• W••••• A•••••••• I•••

Lone Tree, CO

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Search this name across graphsid dfx:ria:2de8ca28-b35b-f731-59cc-c0854f519593

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Dec 1, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• W••••• A•••••••• I•••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Jun 21, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• W••••• A•••••••• I•••	No RAUM reported	Dec 15, 2025	n/a	yes	Lone Tree, CO	Current employment
S••••• W••••• A•••••••• I•••	No RAUM reported	Jan 29, 2020	Feb 1, 2021	no	Lone Tree, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• W••••• I••••••••• A•••••••• I•••	S••••• W••••• A•••••••• I•••	Mar 29, 2018	Jan 29, 2020	671	Channel change	Other
C•••••• S••••• • C••• I•••	S••••• W••••• I••••••••• A•••••••• I•••	Dec 31, 2014	Jan 15, 2015

Relationships

Registered with (4)

→ S••••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 29, 2020 to Feb 1, 2021factForm ADV
→ S••••• W••••• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 15, 2015 to Mar 29, 2018factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Jul 18, 2007 to Dec 31, 2014factForm ADV
→ C•••• I••••••••• S••••••• C••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2de8ca28-b35b-f731-59cc-c0854f519593
First observed: Dec 1, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.