DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
T••••• M•••••• M••••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as T•• M••••••••• M••••••••
At current firm
0 y
since Dec 15, 2025
In the industry
22 y
since Jun 21, 2004 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S••••• W••••• A•••••••• I••• no RAUM currentsince Dec 15, 2025 · Lone Tree, Co
- S••••• W••••• A•••••••• I••• no RAUMJan 29, 2020 to Feb 1, 2021 · Lone Tree, Co
- S••••• W••••• I••••••••• A•••••••• I••• formerJan 15, 2015 to Mar 29, 2018 · Lone Tree, Co
- C•••••• S••••• • C••• I••• national BDJul 18, 2007 to Dec 31, 2014 · Englewood, Co
- C•••• I••••••••• S••••••• C•••• formerDec 1, 2006 to Dec 1, 2006 · Englewood, Co
Moves
a registration end followed by a registration begin elsewhere
- S••••• W••••• I••••••••• A•••••••• I••• to S••••• W••••• A•••••••• I•••left Mar 29, 2018, registered Jan 29, 2020 (671 days) · channel change inside one enterprise, not a move
- C•••••• S••••• • C••• I••• to S••••• W••••• I••••••••• A•••••••• I•••left Dec 31, 2014, registered Jan 15, 2015 (15 days) · channel change inside one enterprise, not a move
- C•••• I••••••••• S••••••• C•••• to C•••••• S••••• • C••• I•••left Dec 1, 2006, registered Jul 18, 2007 (229 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address