DFX Intelligence

D••••• K• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner32 years in industry

D••••• K• P•••••

Advisor at C••••••• P•••••••

••• Locked

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Search this name across graphsid dfx:ria:2dff4b11-5634-fce1-a54b-21fc92a3c571

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Apr 27, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 28, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P•••••••	Independent wealth	Jan 15, 2026	n/a	yes	Fort Wayne, IN\|OVERLAND PARK, KS	Current employment
C••••••• P••••••• I••••••••• A•••••••• L••	I•••••••••_MANAGER	Dec 20, 2023	n/a	yes	NEWPORT BEACH, CA\|Fort Wayne, IN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• N••••••	C••••••• P••••••• I••••••••• A•••••••• L••	Dec 4, 2023	Dec 20, 2023	16	Firm change	Other
R•••••• W•••••	C••••••••• F•••••••• N••••••	Dec 31, 2017	Feb 5, 2018

Relationships

Registered with (7)

→ C••••••• P•••••••Registered adviserregistration: current employment
Jan 15, 2026 to presentfactForm ADV
→ C••••••• P••••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Dec 20, 2023 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Feb 5, 2018 to Dec 4, 2023factForm ADV
→ R•••••• W•••••

Dated events

Occurred
Dec 4, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2dff4b11-5634-fce1-a54b-21fc92a3c571
First observed: Apr 27, 1999
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.