RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• K• P•••••
- C••••••• P••••••• independent RIA currentsince Jan 15, 2026 · Fort Wayne, In
- C••••••• P••••••• I••••••••• A•••••••• L•• institutional currentsince Dec 20, 2023 · Newport Beach, Ca
- C••••••••• F•••••••• N•••••• national BDFeb 5, 2018 to Dec 4, 2023 · Waltham, Ma
- R•••••• W••••• independent RIADec 7, 2010 to Dec 31, 2017 · Fort Wayne, In
- N•• A•••••••• I••• unclassifiedMar 3, 2008 to Nov 2, 2010 · Fort Wayne, In
- N•• F••••••••• I••• unclassifiedJul 5, 2007 to Oct 15, 2008 · Bryan, Oh
- S•• I••••••••• I••• formerApr 27, 1999 to Jul 16, 2007 · Fort Wayne, In
- C••••••••• F•••••••• N•••••• to C••••••• P••••••• I••••••••• A•••••••• L••left Dec 4, 2023, registered Dec 20, 2023 (16 days) · Other
- R•••••• W••••• to C••••••••• F•••••••• N••••••left Dec 31, 2017, registered Feb 5, 2018 (36 days) · Other
- N•• A•••••••• I••• to R•••••• W•••••left Nov 2, 2010, registered Dec 7, 2010 (35 days) · Other
- N•• F••••••••• I••• to N•• A•••••••• I•••left Oct 15, 2008, registered Mar 3, 2008 (-226 days) · corporate re-registration, not a move
- S•• I••••••••• I••• to N•• F••••••••• I•••left Jul 16, 2007, registered Jul 5, 2007 (-11 days) · Other
- Daniel K Palmer left Commonwealth Financial Network for Creative Planning Institutional Advisors, Llc (registered 2023-12-20)Dec 4, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address