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Advisor at UNITED ADVISOR GROUP
College Grove, TN | CINCINNATI, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| UNITED ADVISOR GROUP | Independent wealth | Dec 18, 2024 | n/a | yes | CINCINNATI, OH|College Grove, TN | Current employment |
| HORNOR, TOWNSEND & KENT, LLC | Independent wealth | Mar 7, 2024 | Dec 17, 2024 | no | BRENTWOOD, TN|COLLEGE GROVE, TN | Previous registration |
| PRINCIPAL SECURITIES, INC. | Bd affiliated wealth | Sep 13, 2021 | Feb 15, 2023 | no | BRENTWOOD, TN | Previous registration |
| SECURIAN FINANCIAL SERVICES, INC. | Former SEC adviser | Oct 14, 2019 | Sep 3, 2021 | no | BRENTWOOD, TN | Previous registration |
| FIRST HORIZON ADVISORS, INC | Former SEC adviser | Dec 1, 2008 | Jul 1, 2009 | no | JOHNSON CITY, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HORNOR, TOWNSEND & KENT, LLC | UNITED ADVISOR GROUP | Dec 17, 2024 | Dec 18, 2024 | 1 | Firm change | Ibd to RIA |
| PRINCIPAL SECURITIES, INC. | HORNOR, TOWNSEND & KENT, LLC | Feb 15, 2023 | Mar 7, 2024 | 386 | Firm change | Ibd to ibd |
| SECURIAN FINANCIAL SERVICES, INC. | PRINCIPAL SECURITIES, INC. | Sep 3, 2021 | Sep 13, 2021 | 10 | Firm change | Ibd to ibd |
| FIRST HORIZON ADVISORS, INC | SECURIAN FINANCIAL SERVICES, INC. | Jul 1, 2009 | Oct 14, 2019 | 3,757 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 15296:1137:TN:2021-08-25 | Sep 3, 2021 | Sep 13, 2021 | BRENTWOOD, TN | Firm change |