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UNITED ADVISOR GROUP, LLC, CRD 324205
CINCINNATI, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| Raymond Steven Gettins | n/a | CINCINNATI, OH | 3 | 28 | 7 | no |
| HOWARD EDWARD RIGHTSELL | n/a | Avon, IN | CINCINNATI, OH | 3 | 42 | 7 | no |
| CRAIG MICHAEL CONNOLLY | n/a | CINCINNATI, OH | Cincinnati, OH | 3 | 29 | 6 | no |
| BRIAN WILLIAM YEAKLEY | n/a | MIAMISBURG, OH | CINCINNATI, OH | 3 | 20 | 4 | yes |
| STEPHEN DENNIS TAYLOR | n/a | CINCINNATI, OH | Cincinnati, OH | 3 | 21 | 4 | no |
| Justin dale Bates | n/a | Springfield, MO | CINCINNATI, OH | 3 | 21 | 1 | no |
| Robert C Bove | n/a | Cincinnati, OH | CINCINNATI, OH | 3 | 28 | 5 | no |
| CRAIG JOSEPH WRIGHT | Certified Financial Planner|Chartered Financial Consultant | CINCINNATI, OH | Springfield, MO | 3 | 17 | 1 | no |
| AARON MICHAEL SLOAN | n/a | CINCINNATI, OH | Springfield, MO | 3 | 14 | 1 | no |
| STACY L DAVIS | n/a | CINCINNATI, OH | Springfield, MO | 3 | 25 | 8 | yes |
| Aaron Jason Grahlman | n/a | CINCINNATI, OH | Springfield, MO | 3 | 10 | 1 | no |
| Michael Frenette Deschenes | n/a | Atlanta, GA | CINCINNATI, OH | 3 | 11 | 1 | no |
| JOHN ROBERT CRANE | Certified Financial Planner | Olmsted Falls, OH | CINCINNATI, OH | 3 | 27 | 3 | no |
| Steven Derek Loveless | n/a | Frankfort, IN | CINCINNATI, OH | 3 | 13 | 2 | no |
| KEVIN MICHAEL KOMAR | n/a | CINCINNATI, OH | Independence, OH | 3 | 29 | 2 | yes |
| ROBBIE GENE BEUCLER | Chartered Financial Consultant | Cincinnati, OH | CINCINNATI, OH | 3 | 18 | 1 | no |
| Victor Ledoux | n/a | Franklin, TN | CINCINNATI, OH | 3 | 20 | 3 | yes |
| JEREMY CHAD FTACEK | n/a | CINCINNATI, OH | Joliet, IL | 3 | 25 | 3 | yes |
| DANIEL SCOTT LIBSTORFF | n/a | CINCINNATI, OH | Morrow, OH | 2 | 11 | 4 | no |
| GARY LEE WILLIAMS | Certified Financial Planner | Union, KY | CINCINNATI, OH | 2 | 39 | 1 | no |
| James Aaron Justice | n/a | CINCINNATI, OH | Franklin, TN | 2 | 14 | 1 | no |
| Nicholas Cole McGuire | n/a | Miamisburg, OH | CINCINNATI, OH | 2 | 11 | n/a | yes |
| Jarom Talley Abel | n/a | CINCINNATI, OH | Idaho Falls, ID | 2 | 10 | 1 | no |
| DIONICIO H TREVINO | n/a | Cincinnati, OH | 2 | 20 | 1 | no |
| SIMON MICHEL JOSEPH | n/a | Alexandria, VA | CINCINNATI, OH | 2 | 17 | 6 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| Gettins, Raymond, Steven | CHIEF COMPLIANCE OFFICER | Na | yes | 11/2022 | Apr 20, 2026 | Apr 20, 2026 |
| UAG ENTERPRISES, LLC | Member | E | yes | 11/2022 | Apr 20, 2026 | Apr 20, 2026 |
| BEUCLER, ROBBIE, GENE | Partner | F | yes | 03/2023 | Mar 28, 2024 | Dec 16, 2024 |
| CONNOLLY, CRAIG, MICHAEL | Partner | F | yes | 11/2022 | Nov 22, 2022 | Dec 16, 2024 |
| CRANE, JOHN, ROBERT | Partner | F | yes | 03/2023 | Mar 28, 2024 | Dec 16, 2024 |
| FTACEK, JEREMY, CHAD | Partner | F | yes | 07/2023 | Mar 28, 2024 | Dec 16, 2024 |
| KOMAR, KEVIN, MICHAEL | Partner | F | yes | 11/2022 | Mar 18, 2023 | Dec 16, 2024 |
| Ledoux, Victor | Partner | F | yes | 07/2023 | Mar 28, 2024 | Dec 16, 2024 |
| Loveless, Steven, Derek | Partner | F | yes | 03/2023 | Mar 28, 2024 | Dec 16, 2024 |
| Murphy, Sheridan, P | Partner | F | yes | 02/2023 | Mar 28, 2024 | Dec 16, 2024 |
| ORCUTT, CHARLES, GREGORY | Partner | F | yes | 02/2023 | Mar 28, 2024 | Dec 16, 2024 |
| RIGHTSELL, HOWARD, EDWARD | Partner | F | yes | 11/2022 | Mar 18, 2023 | Dec 16, 2024 |
| WRIGHT, CRAIG, JOSEPH | Partner | F | yes | 03/2023 | Mar 28, 2024 | Dec 16, 2024 |
| YEAKLEY, BRIAN, WILLIAM | Partner | F | yes | 11/2022 | Mar 18, 2023 | Dec 16, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| BOVE-CONNOLLY-TAYLOR FINANCIAL | n/a | n/a | n/a | N | no | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Springfield | Mo | United States | 7 | yes |
| Franklin | Tn | United States | 4 | yes |
| Gilbert | Az | United States | 2 | no |
| Stafford | Az | United States | 2 | no |
| Miamisburg | Oh | United States | 2 | yes |
| Mesa | Az | United States | 1 | no |
| CASTLE ROCK | Co | United States | 1 | no |
| BARIGADA GUAM | Hi | United States | 1 | no |
| IDAHO FALLS | Id | United States | 1 | no |
| Joliet | IL | United States | 1 | yes |
| Bloomington | In | United States | 1 | no |
| Union | Ky | United States | 1 | no |
| Brighton | Mi | United States | 1 | no |
| Cincinnati | Oh | United States | 1 | yes |
| Cincinnati | Oh | United States | 1 | no |
| Independence | Oh | United States | 1 | yes |
| LIBERTY TWSP | Oh | United States | 1 | yes |
| Milford | Oh | United States | 1 | yes |
| Morrow | Oh | United States | 1 | no |
| OLMSTED FALLS | Oh | United States | 1 | yes |
| MYRTLE BEACH | Sc | United States | 1 | yes |
| Alexandria | Va | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 20, 2026 | $1.4B | $1.3B | 69 | 51 | 32 | n/a | n/a |
| 2024 | Mar 31, 2025 | $1.1B | $998M | 61 | 43 | 23 | n/a | n/a |
| 2023 | Mar 28, 2024 | $579M | $571M | 35 | 28 | 17 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 7 | 1 | 6 | 1.8% | 2 | 0 | 0 | 29 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.4B | $1.1B | 30.7% | n/a | n/a | 69 | 61 | 32 | 23 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| SCF INVESTMENT ADVISORS, INC. | 3 | Oct 22, 2024 | Oct 23, 2024 | GILBERT, AZ | Team lift out | Ibd to RIA | 3.8% |
| SCF INVESTMENT ADVISORS, INC. | 2 | Oct 22, 2024 | Oct 29, 2024 | SAN DIEGO, CA | Team lift out | Ibd to RIA | 2.5% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 4 | Jul 26, 2023 | Jan 24, 2025 | FRANKLIN, TN | Team lift out | Ibd to RIA | 0.1% |
| THURSTON SPRINGER ADVISORS | 3 | Feb 23, 2023 | Mar 1, 2023 | INDIANAPOLIS, IN | Team lift out | Ibd to new firm | 6.5% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 4 | Feb 20, 2023 | Mar 26, 2025 | CINCINNATI, OH | Team lift out | Ibd to new firm | 0.1% |
| ON INVESTMENT MANAGEMENT CO | 6 | Feb 16, 2023 | Mar 8, 2023 | SPRINGFIELD, MO | Team lift out | Ibd to new firm | 2.5% |