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Advisor at STRATEGIC ADVISERS LLC
BREA, CA | MONTCLAIR, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STRATEGIC ADVISERS LLC | National bd RIA | Mar 31, 2025 | n/a | yes | BREA, CA|MONTCLAIR, CA | Current employment |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | Feb 5, 2019 | Mar 31, 2025 | no | BREA, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 11, 2014 | Jan 3, 2019 | no | LA VERNE, CA|LA VERNE, CA|WEST COVINA, CA|WEST COVINA, CA | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Apr 2, 2013 | Oct 27, 2014 | no | LA PUENTE, CA|EL MONTE, CA|EL MONTE, CA|EL MONTE, CA|POMONA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | STRATEGIC ADVISERS LLC | Mar 31, 2025 | Mar 31, 2025 | 0 | Bulk transfer | Ibd to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | FIDELITY PERSONAL AND WORKPLACE ADVISORS | Jan 3, 2019 | Feb 5, 2019 | 33 | Firm change | Wirehouse to ibd |
| J.P. MORGAN SECURITIES LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Oct 27, 2014 | Nov 11, 2014 | 15 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:288590:CA:2019-01-03 | Jan 3, 2019 | Feb 5, 2019 | WEST COVINA, CA | Firm change |