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RIA / WealthAdvisorCertified Financial Planner15 years in industry

JOSEPH EDWARD WARD

Advisor at BROOKWOOD INVESTMENT GROUP

ST PETERSBURG, FL | PHOENIX, AZ

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Search this name across graphsid dfx:ria:2e088c38-e364-8340-4aaa-447fc5fcec84

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: May 26, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BROOKWOOD INVESTMENT GROUP
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 19, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Apr 19, 2011
First registration: May 26, 2011
Dual registered: no
IAPD individual key: 3066458

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BROOKWOOD INVESTMENT GROUP	Independent wealth	Mar 25, 2026	n/a	yes	ST PETERSBURG, FL\|PHOENIX, AZ	Current employment
REDWOOD PRIVATE WEALTH	Former SEC adviser	Jun 1, 2022	Mar 31, 2025	no	ST PETERSBURG, FL\|PHOENIX, AZ	Previous registration
BELPOINTE ASSET MANAGEMENT LLC	Independent wealth	Jun 12, 2018	Jun 28, 2023	no	Saint Petersburg, FL\|RENO, NV	Previous registration
INTEGRITY ALLIANCE, LLC	Bd affiliated wealth	Jun 25, 2015	May 29, 2018	no	St. Petersburg, FL\|ST PETERSBURG, FL\|URBANDALE, IA	Previous registration
QUESTAR ASSET MANAGEMENT, INC.	Former SEC adviser	May 26, 2011	Jun 23, 2015	no	ST PETERSBURG, FL\|MINNEAPOLIS, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
REDWOOD PRIVATE WEALTH	BROOKWOOD INVESTMENT GROUP	Mar 31, 2025	Mar 25, 2026	359	Bulk transfer	RIA to RIA
BELPOINTE ASSET MANAGEMENT LLC	REDWOOD PRIVATE WEALTH	Jun 28, 2023	Jun 1, 2022	-392	Firm change after gap	RIA to RIA
INTEGRITY ALLIANCE, LLC	BELPOINTE ASSET MANAGEMENT LLC	May 29, 2018	Jun 12, 2018	14	Firm change	RIA to RIA
QUESTAR ASSET MANAGEMENT, INC.	INTEGRITY ALLIANCE, LLC	Jun 23, 2015	Jun 25, 2015	2	Firm change	Other

Relationships

Registered with (5)

→ BROOKWOOD INVESTMENT GROUPRegistered adviserregistration: current employment
Mar 25, 2026 to presentfactForm ADV
→ REDWOOD PRIVATE WEALTHRegistered adviserregistration: previous registration
Jun 1, 2022 to Mar 31, 2025factForm ADV
→ BELPOINTE ASSET MANAGEMENT LLCRegistered adviserregistration: previous registration
Jun 12, 2018 to Jun 28, 2023factForm ADV
→ INTEGRITY ALLIANCE, LLCRegistered adviserregistration: previous registration
Jun 25, 2015 to May 29, 2018factForm ADV
→ QUESTAR ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
May 26, 2011 to Jun 23, 2015factForm ADV

Dated events

Occurred
Jun 28, 2023
Advisor changed firm
Joseph Edward Ward left Belpointe Asset Management Llc for Redwood Private Wealth (registered 2022-06-01)
Form ADVobserved 5 days ago