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Advisor at BNY MELLON SECURITIES CORPORATION
Southlake, TX | BOSTON, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BNY MELLON SECURITIES CORPORATION | Other adviser | Aug 20, 2021 | n/a | yes | BOSTON, MA|Southlake, TX | Current employment |
| CALAIS WEALTH MANAGEMENT LLC | Former SEC adviser | May 18, 2012 | Mar 12, 2014 | no | DALLAS, TX | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Aug 20, 2009 | Mar 25, 2011 | no | Dallas, TX | Previous registration |
| ALLIANCEBERNSTEIN L.P. | Other adviser | Mar 12, 2004 | Jul 29, 2009 | no | DALLAS, TX|DALLAS, TX | Previous registration |
| PLACEMARK INVESTMENTS, INC. | Former SEC adviser | Apr 18, 2002 | Dec 31, 2003 | no | DALLAS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CALAIS WEALTH MANAGEMENT LLC | BNY MELLON SECURITIES CORPORATION | Mar 12, 2014 | Aug 20, 2021 | 2,718 | Firm change after gap | Other |
| J.P. MORGAN SECURITIES LLC | CALAIS WEALTH MANAGEMENT LLC | Mar 25, 2011 | May 18, 2012 | 420 | Firm change after gap | Wirehouse to new firm |
| ALLIANCEBERNSTEIN L.P. | J.P. MORGAN SECURITIES LLC | Jul 29, 2009 | Aug 20, 2009 | 22 | Firm change | Other |
| PLACEMARK INVESTMENTS, INC. | ALLIANCEBERNSTEIN L.P. | Dec 31, 2003 | Mar 12, 2004 | 72 | Firm change | Other |