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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

ARLINGTON WEALTH MANAGEMENT

ARLINGTON CAPITAL MANAGEMENT, INC., CRD 114801

ARLINGTON HEIGHTS, IL

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Search this name across graphsid dfx:ria:2e13a0e1-cf41-71e1-9e43-e0035905fccf

Data as of Mar 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 2
On other graphs: 0
Observed: Apr 10, 2012 to Mar 18, 2026
37 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.89 fund_share=0.0 institutional_share=0.11 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $236MItem 5.F on the latest filing (2026-03-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $236M
Private client RAUM: $210MderivedItem 5.D individuals plus high net worth individuals
Private client share: 89%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $78.6Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 750
Individual clients: 165
High net worth clients: 59
Custody, client assets: $25.3M
SEC number: 801-79318
CRD: 114801
Filings on the tape: 37
First filed: Apr 10, 2012
Latest filed: Mar 18, 2026
Organised: Corporation, IL
Website: arlington-capital.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JOSEPH FRANK LOPRESTI	n/a	ARLINGTON HEIGHTS, IL	26	38	n/a	no
JOHN THOMAS HOLLAHAN	n/a	ARLINGTON HEIGHTS, IL	15	15	n/a	no
GERALD WAYNE HOWELL	n/a	ARLINGTON HEIGHTS, IL	4	15	3	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HOLLAHAN, JOHN, THOMAS	CHIEF COMPLIANCE OFFICER AND SR. PORTFOLIO MANAGER	B	yes	07/2016	Apr 24, 2014	Mar 21, 2024
LOPRESTI, JOSEPH, FRANK	PRESIDENT, OWNER	E	yes	07/2004	Apr 10, 2012	Mar 21, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 18, 2026	$236M	$236M	5	3	0	n/a	n/a
2024	Mar 14, 2025	$200M	$200M	3	3	0	n/a	n/a
2023	Mar 21, 2024	$155M	$155M	4	4	0	n/a	n/a
2022	Mar 29, 2023	$144M	$144M	4	4	0	n/a	n/a
2021	Mar 30, 2022	$120M	$120M	5	4	0	n/a	n/a
2020	Mar 23, 2021	$117M	$117M	7	4	0	n/a	n/a
2019	May 12, 2020	$174M	$174M	7	5	0	n/a	n/a
2018	Mar 29, 2019	$202M	$202M	10	6	0	n/a	n/a
2017	Mar 27, 2018	$268M	$268M	7	5	0	n/a	n/a
2016	Mar 23, 2017	$268M	$268M	7	5	n/a	n/a	n/a
2015	Mar 24, 2016	$182M	$182M	7	6	n/a	n/a	n/a
2014	Feb 11, 2015	$135M	$135M	5	2	n/a	n/a	n/a
2011	Apr 10, 2012	$42.1M	$42.1M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$236M	$200M	17.9%	$144M	17.9%	5	3	0	0

Relationships

Registered with (7)

← GERALD WAYNE HOWELLAdvisorregistration: current employment
Sep 9, 2022 to presentfactForm ADV
← JOHN THOMAS HOLLAHANAdvisorregistration: current employment
Feb 14, 2011 to presentfactForm ADV
← JOSEPH FRANK LOPRESTIAdvisorregistration: current employment
Aug 7, 2000 to presentfactForm ADV
← Aris TatevosianAdvisorregistration: previous registration
Sep 25, 2018 to Feb 5, 2020factForm ADV
← Evan G. StamosAdvisorregistration: previous registration
Jun 13, 2003 to Oct 26, 2007factForm ADV
← Shawn Michael ParkAdvisorregistration: previous registration
Aug 15, 2002 to Sep 26, 2007factForm ADV
← MICHAEL PECK MANNOAdvisorregistration: previous registration
Jul 9, 2003 to Dec 31, 2005factForm ADV

Controls (2)

← LOPRESTI, JOSEPH, FRANKOwnerPRESIDENT, OWNER, ownership code E, individual
Apr 10, 2012 to Mar 21, 2024factForm ADV
← HOLLAHAN, JOHN, THOMASOwnerCHIEF COMPLIANCE OFFICER AND SR. PORTFOLIO MANAGER, ownership code B, individual
Apr 24, 2014 to Mar 21, 2024factForm ADV

Dated events

Occurred
May 12, 2020
Control person left
N/A Ivan Botnari (It Manager) no longer on Schedule A of Arlington Wealth Management (listed 2019-10-22, absent 2020-05-12)
Form ADVobserved 4 days ago
Occurred
Feb 28, 2014
First Form ADV filing
Arlington Capital Management, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2e13a0e1-cf41-71e1-9e43-e0035905fccf
First observed: Apr 10, 2012
Last observed: Mar 18, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ARLINGTON WEALTH MANAGEMENT

ARLINGTON CAPITAL MANAGEMENT, INC., CRD 114801

ARLINGTON HEIGHTS, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2e13a0e1-cf41-71e1-9e43-e0035905fccf

Data as of Mar 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:16 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JOSEPH FRANK LOPRESTI

n/a

ARLINGTON HEIGHTS, IL

n/a

JOHN THOMAS HOLLAHAN

n/a

ARLINGTON HEIGHTS, IL

n/a

GERALD WAYNE HOWELL

n/a

ARLINGTON HEIGHTS, IL

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HOLLAHAN, JOHN, THOMAS

CHIEF COMPLIANCE OFFICER AND SR. PORTFOLIO MANAGER

yes

07/2016

Apr 24, 2014

Mar 21, 2024

LOPRESTI, JOSEPH, FRANK

PRESIDENT, OWNER

yes

07/2004

Apr 10, 2012

Mar 21, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 18, 2026

$236M

n/a

2024

Mar 14, 2025

$200M

n/a

2023

Mar 21, 2024

$155M

n/a

2022

Mar 29, 2023

$144M

n/a

2021

Mar 30, 2022

$120M

n/a

2020

Mar 23, 2021

$117M

n/a

2019

May 12, 2020

$174M

n/a

2018

Mar 29, 2019

$202M

n/a

2017

Mar 27, 2018

$268M

n/a

2016

Mar 23, 2017

$268M

n/a

2015

Mar 24, 2016

$182M

n/a

2014

Feb 11, 2015

$135M

n/a

2011

Apr 10, 2012

$42.1M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$236M

$200M

17.9%

$144M

17.9%