A••• T•••••••••

Advisor at F•••• T•••• S••••••••• I•••

CHICAGO, IL | OAK PARK, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:576f682d-1274-114a-25f4-a1059304b6d8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jul 22, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• T•••• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 29, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• T•••• S••••••••• I•••	Bd affiliated wealth	Apr 21, 2023	n/a	yes	OAK PARK, IL\|CHICAGO, IL	Current employment
N••••••••• M••••• I••••••••• S•••••••••	No RAUM reported	Feb 3, 2022	Mar 25, 2022	no	SKOKIE, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••••• M••••• I••••••••• S•••••••••	F•••• T•••• S••••••••• I•••	Mar 25, 2022	Apr 21, 2023	392	Firm change	Other
A•••••••• W••••• M•••••••••	N••••••••• M••••• I••••••••• S•••••••••	Feb 5, 2020	Feb 3, 2022

Relationships

Registered with (7)

→ F•••• T•••• S••••••••• I•••Registered adviserregistration: current employment
Apr 21, 2023 to presentfactForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Feb 3, 2022 to Mar 25, 2022factForm ADV
→ A•••••••• W••••• M•••••••••Registered adviserregistration: previous registration
Sep 25, 2018 to Feb 5, 2020factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Mar 25, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:576f682d-1274-114a-25f4-a1059304b6d8
First observed: Jul 22, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.