DFX Intelligence

G•••••• C•••••••• O••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor21 years in industry

G•••••• C•••••••• O••••••

Advisor at S•••••••• A•••• A•••••••• L••

Charleston, SC | THOMASVILLE, GA

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 1
Observed: Mar 1, 2005 to Sep 15, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

G•••••• C•••••••• O••••••

Private equity principal · Key CRD individual

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• A•••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 28, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• A•••• A•••••••• L••	Independent wealth	Aug 30, 2019	n/a	yes	Charleston, SC\|THOMASVILLE, GA	Current employment
F••••• A•••• M••••••••• L••	Former SEC adviser	Mar 6, 2018	Oct 24, 2019	no	CHARLESTON, SC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••• A•••• M••••••••• L••	S•••••••• A•••• A•••••••• L••	Oct 24, 2019	Aug 30, 2019	-55	Firm change after gap	RIA to RIA
S•••••• C••••••• L••	F••••• A•••• M••••••••• L••	Mar 30, 2010	Jan 14, 2011

Relationships

Registered with (3)

→ S•••••••• A•••• A•••••••• L••Registered adviserregistration: current employment
Aug 30, 2019 to presentfactForm ADV
→ F••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Mar 6, 2018 to Oct 24, 2019factForm ADV
→ S•••••• C••••••• L••Registered adviserregistration: previous registration
Mar 1, 2005 to Mar 30, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 1, 2005
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.