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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

FAMILY ASSET MANAGEMENT, LLC

CRD 129738

CHARLESTON, SC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a61488a8-c8bd-c063-dd9e-1604e2d9f097

Data as of Mar 27, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 8
On other graphs: 1
Observed: Mar 30, 2012 to Mar 27, 2024
24 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

Family Asset Management, LLC

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $324MItem 5.F on the latest filing (2024-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $267M
Private client RAUM: $255MderivedItem 5.D individuals plus high net worth individuals
Private client share: 79%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 467
Individual clients: 115
High net worth clients: 85
Custody, client assets: $83.5M
SEC number: 801-83169
CRD: 129738
Filings on the tape: 24
First filed: Mar 30, 2012
Latest filed: Mar 27, 2024
Organised: Limited Liability Company, South Carolina
Website: familyasset.us

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BARRETT, ANDREW, THOMAS	PARTNER, CHIEF OPERATING OFFICER	C	yes	12/2009	Mar 30, 2012	Mar 27, 2024
RUSSLER, DANIEL, TERRILL	PARTNER, CHIEF INVESTMENT OFFICER	D	yes	09/2003	Mar 30, 2012	Mar 27, 2024
CHISM-MOORE, KIMBERLY, DAWN	PARTNER, CHIEF COMPLIANCE OFFICER & DIRECTOR OF CLIENT SERVICES	A	no	01/2021	Mar 31, 2021	Mar 27, 2024
WARNOCK, ASHLEY, HARRIS	PARTNER, DIRECTOR OF FAMILY COMMUNICATION AND STRATEGY	B	no	01/2021	Mar 31, 2021	Mar 27, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Mar 27, 2024	$324M	$267M	6	3	0	n/a	n/a
2022	Mar 30, 2023	$282M	$231M	8	4	0	n/a	n/a
2021	Mar 30, 2022	$308M	$251M	8	4	0	n/a	n/a
2020	Mar 31, 2021	$282M	$228M	8	4	0	n/a	n/a
2019	Mar 30, 2020	$232M	$180M	6	4	0	n/a	n/a
2018	Mar 29, 2019	$225M	$158M	6	5	0	n/a	n/a
2017	Mar 22, 2018	$150M	$123M	5	4	0	n/a	n/a
2016	Mar 27, 2017	$129M	$115M	5	4	n/a	n/a	n/a
2015	Mar 29, 2016	$117M	$110M	4	3	n/a	n/a	n/a
2011	Mar 30, 2012	$65.4M	$63.3M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$324M	$282M	14.9%	$282M	4.7%	6	8	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
SEQUOIA FINANCIAL GROUP, L.L.C.	3	Mar 25, 2025	Nov 26, 2024	CHARLESTON, SC	Firm absorbed	RIA to RIA	100.0%

Relationships

Controls (2)

← RUSSLER, DANIEL, TERRILLOwnerPARTNER, CHIEF INVESTMENT OFFICER, ownership code D, individual
Mar 30, 2012 to presentfactForm ADV
← BARRETT, ANDREW, THOMASOwnerPARTNER, CHIEF OPERATING OFFICER, ownership code C, individual
Mar 30, 2012 to presentfactForm ADV

Owns (2)

← CHISM-MOORE, KIMBERLY, DAWNOwnerPARTNER, CHIEF COMPLIANCE OFFICER & DIRECTOR OF CLIENT SERVICES, ownership code A, individual
Mar 31, 2021 to presentfactForm ADV
← WARNOCK, ASHLEY, HARRISOwnerPARTNER, DIRECTOR OF FAMILY COMMUNICATION AND STRATEGY, ownership code B, individual
Mar 31, 2021 to presentfactForm ADV

Registered with (5)

← DANIEL TERRILL RUSSLERAdvisorregistration: previous registration
Mar 6, 2018 to Mar 25, 2025factForm ADV
← ANDREW THOMAS BARRETTAdvisorregistration: previous registration
Mar 6, 2018 to Mar 25, 2025factForm ADV
← KIMBERLY DAWN CHISM-MOOREAdvisorregistration: previous registration
Nov 25, 2024 to Mar 25, 2025factForm ADV
← JOHN BRIGGS HUDDLESTONAdvisorregistration: previous registration
Mar 7, 2018 to Jun 20, 2024factForm ADV
← GRANGER CHRISTIAN OSBORNEAdvisorregistration: previous registration
Mar 6, 2018 to Oct 24, 2019factForm ADV

Moved with (1)

→ SEQUOIA FINANCIAL GROUP, L.L.C.Registered adviser3 advisors, firm absorbed, same day
Mar 25, 2025 to Nov 26, 2024factForm ADV

Dated events

Occurred
May 2, 2025
Left the SEC roster
Family Asset Management, Llc no longer on the SEC adviser roster (last listed 2025-03-06, RAUM $323.7M)
Form ADVobserved 4 days ago
$324M
Occurred
Mar 25, 2025
Firm absorbed
Family Asset Management, LLC's advisors moved to Sequoia Financial Group, L.L.C. (Charleston, SC): 3 of 3 registered, on the same day
Form ADVobserved 4 days ago
3 advisors
Occurred
Mar 25, 2025
Advisor changed firm
Kimberly Dawn Chism-Moore left Family Asset Management, Llc for Sequoia Financial Group, L.L.C. (registered 2024-11-26)
Form ADVobserved 4 days ago
Occurred
Mar 25, 2025
Advisor changed firm
Daniel Terrill Russler left Family Asset Management, Llc for Sequoia Financial Group, L.L.C. (registered 2024-09-16)
Form ADVobserved 4 days ago
Occurred
Mar 25, 2025
Advisor changed firm
Andrew Thomas Barrett left Family Asset Management, Llc for Sequoia Financial Group, L.L.C. (registered 2024-09-16)
Form ADVobserved 4 days ago
Occurred
Jun 20, 2024
Advisor changed firm
John Briggs Huddleston left Family Asset Management, Llc for Telos Capital Partners (registered 2024-09-24)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2020
Control person left
Christian Granger Osborne (Portfolio Manager) no longer on Schedule A of Family Asset Management, Llc (listed 2019-03-29, absent 2020-03-30)
Form ADVobserved 4 days ago
Occurred
Mar 21, 2015
First Form ADV filing
Family Asset Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a61488a8-c8bd-c063-dd9e-1604e2d9f097
First observed: Mar 30, 2012
Last observed: Mar 27, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FAMILY ASSET MANAGEMENT, LLC

CRD 129738

CHARLESTON, SC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a61488a8-c8bd-c063-dd9e-1604e2d9f097

Data as of Mar 27, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:15 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BARRETT, ANDREW, THOMAS

PARTNER, CHIEF OPERATING OFFICER

yes

12/2009

Mar 30, 2012

Mar 27, 2024

RUSSLER, DANIEL, TERRILL

PARTNER, CHIEF INVESTMENT OFFICER

yes

09/2003

Mar 30, 2012

Mar 27, 2024

CHISM-MOORE, KIMBERLY, DAWN

PARTNER, CHIEF COMPLIANCE OFFICER & DIRECTOR OF CLIENT SERVICES

01/2021

Mar 31, 2021

Mar 27, 2024

WARNOCK, ASHLEY, HARRIS

PARTNER, DIRECTOR OF FAMILY COMMUNICATION AND STRATEGY

01/2021

Mar 31, 2021

Mar 27, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Mar 27, 2024

$324M

$267M

n/a

2022

Mar 30, 2023

$282M

$231M

n/a

2021

Mar 30, 2022

$308M

$251M

n/a

2020

Mar 31, 2021

$282M

$228M

n/a

2019

Mar 30, 2020

$232M

$180M

n/a

2018

Mar 29, 2019

$225M

$158M

n/a

2017

Mar 22, 2018

$150M

$123M

n/a

2016

Mar 27, 2017

$129M

$115M

n/a

2015

Mar 29, 2016

$117M

$110M

n/a

2011

Mar 30, 2012

$65.4M

$63.3M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$324M

$282M

14.9%

$282M

4.7%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

SEQUOIA FINANCIAL GROUP, L.L.C.

Mar 25, 2025

Nov 26, 2024

CHARLESTON, SC

Firm absorbed

RIA to RIA

100.0%