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RIA / WealthAdvisor10 years in industry

Christopher Edward Simon-Wallace

Advisor at ROBINSWOOD FINANCIAL

KIRKLAND, WA

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Search this name across graphsid dfx:ria:2e19c0a2-b510-87d1-22c4-ee749a8a51ae

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 2
On other graphs: 0
Observed: Jan 6, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ROBINSWOOD FINANCIAL
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 9
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jan 6, 2020
First registration: Jan 6, 2020
Dual registered: no
Other names: CHRISTOPHER EDWARD SIMON-WALLACE|Christopher Simon-Wallace|CHRISTOPHER EDWARD SIMON-WALLACE|CHRISTOPHER EDWARD SIMON-WALLACE|Christopher Wallace|Christopher Simon Wallace
IAPD individual key: 6742656

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ROBINSWOOD FINANCIAL	Independent wealth	Nov 28, 2023	n/a	yes	KIRKLAND, WA	Current employment
CHARLES SCHWAB & CO., INC.	National bd RIA	Oct 29, 2022	Nov 7, 2023	no	Bellevue, WA	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Sep 28, 2022	Sep 7, 2023	no	Bellevue, WA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Sep 28, 2022	Oct 14, 2022	no	Bellevue, WA	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Dec 8, 2021	Jul 15, 2022	no	LYNNWOOD, WA	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Apr 22, 2021	Aug 19, 2021	no	Bellevue, WA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Apr 22, 2021	Aug 19, 2021	no	Bellevue, WA\|Seattle, WA	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Apr 8, 2020	Dec 31, 2020	no	Bellevue, WA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Apr 8, 2020	Jan 11, 2021	no	Bellevue, WA	Previous registration
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	Jan 6, 2020	Apr 13, 2020	no	Seattle, WA\|ARLINGTON, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHARLES SCHWAB & CO., INC.	ROBINSWOOD FINANCIAL	Nov 7, 2023	Nov 28, 2023	21	Firm change	Ibd to RIA
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	CHARLES SCHWAB & CO., INC.	Sep 7, 2023	Oct 29, 2022	-313	Bulk transfer	RIA to ibd
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Oct 14, 2022	Sep 28, 2022	-16	Bulk transfer	Other
FIDELITY PERSONAL AND WORKPLACE ADVISORS	TD AMERITRADE, INC.	Jul 15, 2022	Sep 28, 2022	75	Firm change	Other
TD AMERITRADE, INC.	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Aug 19, 2021	Dec 8, 2021	111	Firm change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Aug 19, 2021	Apr 22, 2021	-119	Channel change	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Jan 11, 2021	Apr 22, 2021	101	Channel change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Dec 31, 2020	Apr 8, 2020	-267	Bulk transfer	Other
E*TRADE CAPITAL MANAGEMENT, LLC	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Apr 13, 2020	Apr 8, 2020	-5	Firm change	RIA to RIA

Relationships

Registered with (6)

→ ROBINSWOOD FINANCIALRegistered adviserregistration: current employment
Nov 28, 2023 to presentfactForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Oct 29, 2022 to Nov 7, 2023factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Sep 28, 2022 to Sep 7, 2023factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Sep 28, 2022 to Oct 14, 2022factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Dec 8, 2021 to Jul 15, 2022factForm ADV
→ E*TRADE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 6, 2020 to Apr 13, 2020factForm ADV

Dated events

Occurred
Nov 7, 2023
Advisor changed firm
Christopher Edward Simon-Wallace left Charles Schwab & Co., Inc. for Robinswood Financial (registered 2023-11-28)
Form ADVobserved 4 days ago
Occurred
Jul 15, 2022
Advisor changed firm
Christopher Edward Simon-Wallace left Fidelity Personal And Workplace Advisors for Td Ameritrade, Inc. (registered 2022-09-28)
Form ADVobserved 4 days ago