DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at V•••••• P•••• F••••••••• L••
LISLE, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| V•••••• P•••• F••••••••• L•• | Independent wealth | Dec 18, 2019 | n/a | yes | LISLE, IL | Current employment |
| S•• | Bd affiliated wealth | Jan 4, 2011 | Jan 20, 2020 | no | LISLE, IL|ANN ARBOR, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S•• | V•••••• P•••• F••••••••• L•• | Jan 20, 2020 | Dec 18, 2019 | -33 | Firm change after gap | Ibd to RIA |
| A••••••••• F•••••••• S•••••••• L•• | S•• | Jan 11, 2011 | Jan 4, 2011 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 110692:305016:MI:2020-01-20 | Jan 20, 2020 | Dec 18, 2019 | ANN ARBOR, MI | Firm change after gap |
| A••••••••• F•••••••• S•••••••• L•• |
| National bd RIA |
| Oct 5, 2009 |
| Jan 11, 2011 |
| no |
| CHICAGO, IL|NAPERVILLE, IL|DOWNERS GROVE, IL |
| Previous registration |
| A••••••••• A•••••• S•••••••• I••• | n/a | Jul 8, 2003 | Oct 5, 2009 | no | NAPERVILLE, IL|NAPERVILLE, IL | Previous registration |
| Firm change |
| Other |
| A••••••••• A•••••• S•••••••• I••• | A••••••••• F•••••••• S•••••••• L•• | Oct 5, 2009 | Oct 5, 2009 | 0 | Bulk transfer | Other |