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Advisor at TL PRIVATE WEALTH
SOUTHLAKE, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TL PRIVATE WEALTH | Independent wealth | Jun 6, 2013 | n/a | yes | SOUTHLAKE, TX | Current employment |
| USAA FINANCIAL PLANNING SERVICES | Former SEC adviser | Sep 10, 2010 | Feb 19, 2013 | no | SAN ANTONIO, TX | Previous registration |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Jun 30, 2010 | Aug 16, 2010 | no | LEANDER, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| USAA FINANCIAL PLANNING SERVICES | TL PRIVATE WEALTH | Feb 19, 2013 | Jun 6, 2013 | 107 | Firm change | Other |
| CETERA ADVISOR NETWORKS LLC | USAA FINANCIAL PLANNING SERVICES | Aug 16, 2010 | Sep 10, 2010 | 25 | Firm change | Other |