This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

ADVICE AND PLANNING SERVICES

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Mar 1, 2013earliest registration or exam on IAPD

Years in industry

13derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S66

First exam

Sep 13, 2019

First registration

Sep 16, 2019

Dual registered

yes, broker-dealer

Other names

ALBERTO F RAGUSINI|ALBERTO FAVALLI RAGUSINI|Alberto Favalli-Ragusini

IAPD individual key

7158126

• Occurred

  Jun 18, 2024
  Advisor changed firm

  Alberto Favalli-Ragusini left Fiera Capital Inc. for Advice And Planning Services (registered 2024-06-27)

  Form ADVobserved 6 days ago
• Occurred

  Jan 2, 2022
  Advisor changed firm

  Alberto Favalli-Ragusini left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Fiera Capital Inc. (registered 2022-03-08)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:2e1d6dab-8391-35c8-056e-9f15f66b94a4

First observed

Sep 16, 2019

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.