DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BLOOMFIELD HILLS, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 31, 2023 | n/a | yes | BLOOMFIELD HILLS, MI | Current employment |
| MARIPAU WEALTH MANAGEMENT LLC | Independent wealth | Jun 18, 2021 | Apr 3, 2023 | no | Ann Arbor, MI|FORT WAYNE, IN | Previous registration |
| SECURIAN FINANCIAL SERVICES, INC. | Former SEC adviser | Feb 9, 2021 | Jun 15, 2021 | no | Okemos, MI|Novi, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MARIPAU WEALTH MANAGEMENT LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Apr 3, 2023 | Mar 31, 2023 | -3 | Firm change | RIA to wirehouse |
| SECURIAN FINANCIAL SERVICES, INC. | MARIPAU WEALTH MANAGEMENT LLC | Jun 15, 2021 | Jun 18, 2021 | 3 | Firm change | Ibd to RIA |